MANAGEMENT AGREEMENTManagement Agreement • December 21st, 2007 • Unified Series Trust • Ohio
The Trust has been organized to engage in the business of a registered open-end investment company. The Trust currently offers several series of shares to investors, one of which is the Auer Growth Fund (the “Fund”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • December 21st, 2007 • Unified Series Trust • Ohio
AGREEMENT made as of the ____ day of December, 2007, by and among ALETHEIA RESEARCH AND MANAGEMENT INC, a California corporation located at 100 Wilshire Blvd. Suite 1960, Santa Monica, CA 90401 (the “Sub-Advisor”), and Envestnet Asset Management, Inc. a Delaware corporation located at 35 E. Wacker Drive, Suite 1600, Chicago, Illinois 60601 (the “Advisor”).
Envestnet Letterhead] LETTER AGREEMENT December ____, 2007Letter Agreement • December 21st, 2007 • Unified Series Trust
SBAuer Funds, LLC Letter AgreementLetter Agreement • December 21st, 2007 • Unified Series Trust
PORTFOLIO RESEARCH CONSULTANT AGREEMENTPortfolio Research Consultant Agreement • December 21st, 2007 • Unified Series Trust • Illinois
THIS AGREEMENT is made and entered into as of this 21st day of December, 2007, by and between Envestnet Asset Management, Inc., a Delaware corporation (the “Adviser”) and III to I Financial Management Research, LP a limited partnership (the “PRC”) regarding the 3 to 1 Funds (each a “Fund,” collectively, the “Funds”), each a series of Unified Series Trust, an Ohio business trust located at 2960 N. Meridian St., Suite 300, Indianapolis, IN 46208 (the “Trust”).
