COMMON STOCKUnderwriting Agreement • January 7th, 2005 • optionsXpress Holdings, Inc. • Security brokers, dealers & flotation companies • New York
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER AGREEMENT AND PLAN OF MERGER, dated as of June 30, 2004 (the "AGREEMENT"), by and among optionsXpress, Inc., a Delaware corporation ("OPTIONSXPRESS" or, with regard to the period upon and after the Effective...Merger Agreement • January 7th, 2005 • optionsXpress Holdings, Inc. • Security brokers, dealers & flotation companies • Delaware
Exhibit 10.2 OPTIONSXPRESS, INC. STOCKHOLDERS AGREEMENT THIS STOCKHOLDERS AGREEMENT (this "AGREEMENT") is made and entered into as of January 15, 2004 by and among optionsXpress, Inc., a Delaware corporation (the "COMPANY"), each of the Persons listed...Stockholders Agreement • January 7th, 2005 • optionsXpress Holdings, Inc. • Security brokers, dealers & flotation companies • Delaware
RECITALSIndemnification Agreement • January 7th, 2005 • optionsXpress Holdings, Inc. • Security brokers, dealers & flotation companies • Delaware
Exhibit 10.5 AMENDED AND RESTATED RESTRICTED STOCK AGREEMENT THIS AMENDED AND RESTATED RESTRICTED STOCK AGREEMENT (this "AGREEMENT"), dated as of January 15, 2004, is entered into between optionsXpress. Inc., a Delaware corporation (the...Restricted Stock Agreement • January 7th, 2005 • optionsXpress Holdings, Inc. • Security brokers, dealers & flotation companies • Delaware
Exhibit 10.3 OPTIONSXPRESS, INC. INVESTOR RIGHTS AGREEMENT THIS AGREEMENT is made as of January 15, 2004 by and among optionsXpress, Inc., a Delaware corporation (the "COMPANY"), and the Persons listed on the SCHEDULE OF INVESTORS attached hereto...Investor Rights Agreement • January 7th, 2005 • optionsXpress Holdings, Inc. • Security brokers, dealers & flotation companies • Illinois
Exhibit 4.2 OPTIONSXPRESS, INC. REGISTRATION AGREEMENT THIS AGREEMENT is made as of [Insert Closing Date], 2004 by and among optionsXpress, Inc., a Delaware corporation (the "COMPANY"), the Persons listed on the SCHEDULE OF INVESTORS attached hereto...Registration Agreement • January 7th, 2005 • optionsXpress Holdings, Inc. • Security brokers, dealers & flotation companies • Illinois
July 15, 2004 Mr. David Fisher c/o optionsXpress Holdings, Inc. 39 S. LaSalle St., Suite 220 Chicago, Illinois 60603 Re: Employment Letter Agreement --------------------------- Dear David: In keeping with our discussions, this letter agreement...Employment Agreement • January 7th, 2005 • optionsXpress Holdings, Inc. • Security brokers, dealers & flotation companies • Illinois
Exhibit 10.8 optionsXpress, Inc. 39 South LaSalle Chicago, Illinois 60603 January 15, 2004 Summit Ventures VI-A, L.P. Summit Ventures VI-B, L.P. 222 Berkeley Street - 18th Floor Boston, Massachusetts 02116 Re: MANAGEMENT RIGHTS Ladies and Gentlemen:...Management Rights Agreement • January 7th, 2005 • optionsXpress Holdings, Inc. • Security brokers, dealers & flotation companies
FULLY DISCLOSED CLEARING AGREEMENT BETWEEN SPEAR, LEEDS & KELLOGG, L.P. AND OPTIONSXPRESS, INC.Fully Disclosed Clearing Agreement • January 7th, 2005 • optionsXpress Holdings, Inc. • Security brokers, dealers & flotation companies • New York
January 15, 2004 Mr. Ned W. Bennett 200 Granada Avenue El Paso, Texas 79912 Re: Employment Letter Agreement --------------------------- Dear Ned: In keeping with our discussions, this letter agreement memorializes the terms of your continued...Employment Agreement • January 7th, 2005 • optionsXpress Holdings, Inc. • Security brokers, dealers & flotation companies • Illinois
EXECUTION COPY] STOCK PURCHASE AND RECAPITALIZATION AGREEMENTStock Purchase and Recapitalization Agreement • January 7th, 2005 • optionsXpress Holdings, Inc. • Security brokers, dealers & flotation companies • Illinois
EXHIBIT 10.12 January 5, 2005 Mr. James Gray 769 Greenwood Avenue Glencoe, Illinois 60022 Re: RETENTION LETTER AGREEMENT Dear Jim: In keeping with our discussions, this letter agreement memorializes the terms of your continued retention by...Retention Letter Agreement • January 7th, 2005 • optionsXpress Holdings, Inc. • Security brokers, dealers & flotation companies • Illinois
Exhibit 2.2 OMNIBUS AMENDMENT, WAIVER AND CONSENT This OMNIBUS AMENDMENT, WAIVER AND CONSENT (this "CONSENT"), dated as of June __, 2004, is made by and among optionsXpress Holdings, Inc., a Delaware corporation ("HOLDINGS"), optionsXpress, Inc., a...Omnibus Amendment, Waiver and Consent • January 7th, 2005 • optionsXpress Holdings, Inc. • Security brokers, dealers & flotation companies
