EMPLOYMENT AGREEMENTEmployment Agreement • December 18th, 2006 • Kbw, Inc. • Finance services • New York
WHEREAS, the Company is desirous of continuing to employ the Executive in an executive capacity on the terms and conditions, and for the consideration, hereinafter set forth, and the Executive is desirous of being employed by the Company on such terms and conditions and for such consideration.
KBW, INC. SECOND AMENDED AND RESTATED STOCKHOLDERS’ AGREEMENTStockholders’ Agreement • December 18th, 2006 • Kbw, Inc. • Finance services • Delaware
This Stockholders’ Agreement, dated as of October 30, 2006, among KBW, Inc., a Delaware corporation (the “Company”), and the persons listed on Exhibit A hereto, each of whom holds a title as an employee at or above the level of “Principal” as of the date hereof (individually, a “Stockholder” and collectively, the “Stockholders”).
