UNDERWRITING AGREEMENTUnderwriting Agreement • February 26th, 2010 • Waddell & Reed Financial Inc • Security brokers, dealers & flotation companies • Kansas
Contract Type FiledFebruary 26th, 2010 Company Industry JurisdictionTHIS AGREEMENT, effective as of January 30, 2009, is entered into by and between Waddell & Reed Advisors Funds (hereinafter the “Trust”), a Delaware statutory trust, and Waddell & Reed, Inc. (hereinafter “W&R”), a Delaware corporation.
SHAREHOLDER SERVICING AGREEMENTShareholder Servicing Agreement • February 26th, 2010 • Waddell & Reed Financial Inc • Security brokers, dealers & flotation companies • Kansas
Contract Type FiledFebruary 26th, 2010 Company Industry JurisdictionTHIS AGREEMENT, as amended and restated April 1, 1996, between W&R FUNDS, INC., (the “Company”), and Waddell & Reed Services Company (the “Agent”), and further amended August 22, 2001,
ACCOUNTING AND ADMINISTRATIVE SERVICES AGREEMENTAccounting and Administrative Services Agreement • February 26th, 2010 • Waddell & Reed Financial Inc • Security brokers, dealers & flotation companies
Contract Type FiledFebruary 26th, 2010 Company IndustryAGREEMENT is made as of the 29th day of November, 2006, by and between Ivy Funds (the “Trust”), a Massachusetts Business Trust, and Waddell & Reed Services Company (“WRSCO”), a Missouri corporation,
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • February 26th, 2010 • Waddell & Reed Financial Inc • Security brokers, dealers & flotation companies
Contract Type FiledFebruary 26th, 2010 Company IndustryTHIS AGREEMENT, effective as of January 30, 2009, by and between Waddell & Reed Advisors Funds (the “Trust”) and Waddell & Reed Investment Management Company (“WRIMCO”), with respect to each series of the Trust listed in Appendix A (each, a “Fund”).
ACCOUNTING SERVICES AGREEMENTAccounting Services Agreement • February 26th, 2010 • Waddell & Reed Financial Inc • Security brokers, dealers & flotation companies
Contract Type FiledFebruary 26th, 2010 Company IndustryTHIS AGREEMENT, effective January 30, 2009, is entered into by and between Waddell & Reed Advisors Funds (“Trust”), a Delaware statutory Trust, and Waddell & Reed Services Company, a Missouri corporation (“WRSCO”).
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • February 26th, 2010 • Waddell & Reed Financial Inc • Security brokers, dealers & flotation companies
Contract Type FiledFebruary 26th, 2010 Company IndustryTHIS AGREEMENT, dated as of April 10, 2009, is entered into by and between Ivy Funds Variable Insurance Portfolios (the “Trust”) and Waddell & Reed Investment Management Company (“WRIMCO”), with respect to each series of the Trust listed in Appendix A (each, a “Fund”).
ACCOUNTING AND ADMINISTRATIVE SERVICES AGREEMENTAccounting and Administrative Services Agreement • February 26th, 2010 • Waddell & Reed Financial Inc • Security brokers, dealers & flotation companies
Contract Type FiledFebruary 26th, 2010 Company IndustryAGREEMENT is made as of the 25th day of August, 2004, by and between Ivy Funds, Inc. (the “Company”), a Maryland Corporation, and Waddell & Reed Services Company (“WRSCO”), a Missouri corporation,
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • February 26th, 2010 • Waddell & Reed Financial Inc • Security brokers, dealers & flotation companies
Contract Type FiledFebruary 26th, 2010 Company IndustryTHIS AGREEMENT, dated as of April 10, 2009, is entered into by and between Ivy Funds Variable Insurance Portfolios (the “Trust”) and Waddell & Reed Investment Management Company (“WRIMCO”), with respect to each series of the Trust listed in Appendix A (each, a “Fund”).
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • February 26th, 2010 • Waddell & Reed Financial Inc • Security brokers, dealers & flotation companies
Contract Type FiledFebruary 26th, 2010 Company IndustryTHIS AGREEMENT, originally made the 23rd day of July, 2003, by and between IVY FUNDS (hereinafter called “Trust”), and IVY INVESTMENT MANAGEMENT COMPANY (hereinafter called “IICO”), f.k.a. Waddell & Reed Ivy Investment Company, with respect to the series of the Trust listed in Appendix A (collectively hereinafter called “Funds”), and hereby amended and restated and effective November 16, 2005.
SECOND AMENDMENT TO THE CHANGE IN CONTROL EMPLOYMENT AGREEMENTChange in Control Employment Agreement • February 26th, 2010 • Waddell & Reed Financial Inc • Security brokers, dealers & flotation companies
Contract Type FiledFebruary 26th, 2010 Company IndustryThis Second Amendment to the Change in Control Employment Agreement (“Second Amendment”) is made and entered into this 17th day of December, 2009 by and between Waddell & Reed Financial, Inc., a Delaware corporation (the “Company”), and Henry J. Herrmann (“Executive”).
DISTRIBUTION AGREEMENTDistribution Agreement • February 26th, 2010 • Waddell & Reed Financial Inc • Security brokers, dealers & flotation companies • Kansas
Contract Type FiledFebruary 26th, 2010 Company Industry JurisdictionTHIS AGREEMENT, made this 3rd day of September, 2003, by and between Ivy Funds (hereinafter the company”), a Massachusetts business trust, and Ivy Funds Distributor, Inc. (hereinafter “IFDI”), a Florida corporation;
UNDERWRITING AGREEMENTUnderwriting Agreement • February 26th, 2010 • Waddell & Reed Financial Inc • Security brokers, dealers & flotation companies • Kansas
Contract Type FiledFebruary 26th, 2010 Company Industry JurisdictionTHIS AGREEMENT, dated as of April 15, 2009, is entered into by and between Ivy Funds Variable Insurance Portfolios (hereinafter the “Trust”), a Delaware statutory trust, and Waddell & Reed, Inc. (hereinafter “W&R”), a Delaware corporation.
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • February 26th, 2010 • Waddell & Reed Financial Inc • Security brokers, dealers & flotation companies
Contract Type FiledFebruary 26th, 2010 Company IndustryTHIS AGREEMENT, originally made the 31st day of August, 1992, by and between IVY FUNDS, INC., f.k.a. Waddell & Reed Funds, Inc. (hereinafter called “Corporation”), and Waddell & Reed Investment Management Company, and assigned by Waddell & Reed Investment Management Company on June 30, 2003 to Ivy Investment Management Company (hereinafter called IICO), f.k.a. Waddell & Reed Ivy Investment Company, and hereby amended and restated and effective November 15, 2005.
MASTER BUSINESS MANAGEMENT AND INVESTMENT ADVISORY AGREEMENTMaster Business Management and Investment Advisory Agreement • February 26th, 2010 • Waddell & Reed Financial Inc • Security brokers, dealers & flotation companies • Florida
Contract Type FiledFebruary 26th, 2010 Company Industry JurisdictionWHEREAS, the Fund is an open-end investment company organized as a Massachusetts business trust and consists of one or more separate investment portfolios (the “Portfolios”) as may be established and designated from time to time;
ACCOUNTING SERVICES AGREEMENTAccounting Services Agreement • February 26th, 2010 • Waddell & Reed Financial Inc • Security brokers, dealers & flotation companies
Contract Type FiledFebruary 26th, 2010 Company IndustryTHIS AGREEMENT, effective April 30, 2009, is entered into by and between Ivy Funds Variable Insurance Portfolios (“Trust”), a Delaware statutory Trust, and Waddell & Reed Services Company, a Missouri corporation (“WRSCO”).
SHAREHOLDER SERVICING AGREEMENTShareholder Servicing Agreement • February 26th, 2010 • Waddell & Reed Financial Inc • Security brokers, dealers & flotation companies • Kansas
Contract Type FiledFebruary 26th, 2010 Company Industry JurisdictionTHIS AGREEMENT, effective as of January 30, 2009, is entered into by and between Waddell & Reed Advisors Funds (the “Trust”) and Waddell & Reed Services Company (“WRSCO”).
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • February 26th, 2010 • Waddell & Reed Financial Inc • Security brokers, dealers & flotation companies
Contract Type FiledFebruary 26th, 2010 Company IndustryTHIS AGREEMENT, originally made the 9th day of April, 2003, by and between IVY FUNDS (hereinafter called the “Trust”), on behalf of Ivy Dividend Income Fund, a series of the Trust, and Ivy Investment Management Company (hereinafter called “IICO”), f.k.a. Waddell & Reed Ivy Investment Company, as amended and restated effective November 16, 2005, and amended to include each series of the Trust listed in Appendix A (collectively hereinafter called “Funds”),
SHAREHOLDER SERVICING AGREEMENTShareholder Servicing Agreement • February 26th, 2010 • Waddell & Reed Financial Inc • Security brokers, dealers & flotation companies • Kansas
Contract Type FiledFebruary 26th, 2010 Company Industry JurisdictionWHEREAS, The Trust wishes, as applicable, to appoint WRSCO to be its shareholder servicing agent for the Funds listed in Appendix A (the “Funds”) upon, and subject to, the terms and provisions of this Agreement;