MODIFICATION AGREEMENTModification Agreement • May 14th, 2010 • Cowen Group, Inc. • Security brokers, dealers & flotation companies • New York
This Modification Agreement (this “Agreement”), dated as of May 11, 2010, is entered into by and among RCG Holdings LLC (solely for the purposes of Articles 3 through 9) (“RCG”), C4S & Co., L.L.C. (solely for the purposes of Articles 4 through 9), as managing member of RCG (“C4S”), Cowen Group, Inc. (solely for the purposes of Articles 3, 5, 6, 7, 8 and 9) (“Cowen”), Ramius LLC (solely for the purposes of Articles 1, 5, 6, 7, 8 and 9), a wholly owned subsidiary of Cowen (“Ramius”), Ramius Alternative Solutions LLC (formerly known as Ramius Fund of Funds Group LLC) (solely for the purposes of Articles 2, 5, 6, 7, 8 and 9), a wholly owned subsidiary of Cowen (“Ramius Alternative Solutions” and, together with RCG, C4S, Cowen and Ramius, the “Ramius Parties”), BA Alpine Holdings, Inc. (solely for the purposes of Articles 4 through 9) (“BA Alpine”), Alpine Cayman Islands Limited (solely for the purposes of Articles 1, 5, 6, 7, 8 and 9) (“Alpine Cayman”), UniCredit Bank AG (formerly known as
