CUSTODY AGREEMENTCustody Agreement • March 2nd, 2012 • Crescent Capital Finance Group, Inc. • New York
This CUSTODY AGREEMENT (“Agreement”), dated as of [ ] is by and between CRESCENT CAPITAL FINANCE GROUP, INC., a Delaware corporation with offices at 111000 Santa Monica Boulevard, Suite 2000, Los Angeles, California 90025 (the “Fund”) and THE BANK OF NEW YORK MELLON, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 (“Custodian”).
Transfer Agency and Service Agreement Between Crescent Capital Finance Group, Inc. and Computershare Trust Company, N.A. and Computershare Inc.Transfer Agency and Service Agreement • March 2nd, 2012 • Crescent Capital Finance Group, Inc. • New York
AGREEMENT effective as of the day of , 2012 by and between Crescent Capital Finance Group, Inc., a Delaware corporation, having its principal office and place of business at 11100 Santa Monica Boulevard, Suite 2000, Los Angeles, California 90025 (the “Company”), and Computershare Inc., a Delaware corporation, and its fully owned subsidiary Computershare Trust Company, N.A., a federally chartered trust company, having its principal office and place of business at 250 Royall Street, Canton, Massachusetts 02021 (collectively, the “Transfer Agent” or individually, “Computershare” and the “Trust Company”, respectively).
CRESCENT CAPITAL FINANCE GROUP, INC. [ ] Shares Common Stock ($0.001 par value per Share) UNDERWRITING AGREEMENTUnderwriting Agreement • March 2nd, 2012 • Crescent Capital Finance Group, Inc. • New York
CRESCENT CAPITAL FINANCE GROUP, INC. 11100 Santa Monica Boulevard Suite 2000 Los Angeles, California 90025Letter Agreement Regarding Reimbursement of Sales Load Payment • March 2nd, 2012 • Crescent Capital Finance Group, Inc. • New York
In connection with your agreement to pay to the underwriters all of the sales load of $7.5 million (or up to $8.6 million upon exercise by the underwriters in full of their overallotment option) in connection with the initial public offering of common stock (the “IPO”) of Crescent Capital Finance Group, Inc. (“CCFG”), and subject to the closing of such IPO, CCFG hereby agrees to pay you up to $6 million (the “Reimbursement Amount”) in two equal installments of $3.0 million (each, an “Installment Amount”) as follows:
