EMPLOYMENT AGREEMENTEmployment Agreement • August 13th, 2013 • Applied Optoelectronics, Inc. • Semiconductors & related devices • Texas
This EMPLOYMENT AGREEMENT (this “Agreement”) is dated as of April 16, 2013, by and between Applied Optoelectronics, Inc., a Delaware corporation (the “Company”), and Hung-Lun (Fred) Chang, an individual currently residing at Sugar Land, TX 77479 (the “Executive”).
EMPLOYMENT AGREEMENT REGARDING CHANGE OF CONTROL OR SEPARATION OF SERVICEEmployment Agreement • August 13th, 2013 • Applied Optoelectronics, Inc. • Semiconductors & related devices • Texas
This employment agreement (“Agreement”) is made and entered into effective as of June 1, 2012 (“Effective Date”), by and between Applied Optoelectronics, Inc. (“AOI” or the “Company”), whose address is 13115 Jess Pirtle Boulevard, Sugar Land, Texas 77478, and Shu-Hua (Joshua) Yeh (“Executive”), whose address is 4F., No.111, Ln.20, Sec.2, Zhiyu Rd., Shilin Dist., Taipei City 11154, Taiwan (R.O.C.) This Agreement may sometimes refer to AOI and Executive singularly as a “Party” or collectively as the “Parties.”
APPLIED OPTOELECTRONICS, INC. STOCK OPTION AGREEMENT (INCENTIVE AND NONQUALIFIED STOCK OPTIONS)Stock Option Agreement • August 13th, 2013 • Applied Optoelectronics, Inc. • Semiconductors & related devices
Pursuant to this Stock Option Agreement (the “Agreement”), having an effective date of the Grant Date (defined below), Applied Optoelectronics, Inc. (the “Company”) has granted you (the “Participant”) a Stock Option (“Option”) under its 2004 Incentive Share Plan, as amended (the “Plan”), to purchase the number of shares of the Company’s Common Stock at the exercise price indicated below. Undefined terms in this Agreement are defined in the Plan.
Office Lease AgreementOffice Lease Agreement • August 13th, 2013 • Applied Optoelectronics, Inc. • Semiconductors & related devices
GLOBAL TECHNOLOGY INC.RMB Working Capital Loan Agreement • August 13th, 2013 • Applied Optoelectronics, Inc. • Semiconductors & related devices
This RMB Loan Agreement (the “Contract”) is entered into in order for the company’s daily operation expense [, including material purchase payment and employee’s salary], by and between:
APPLIED OPTOELECTRONICS, INC. Incentive Stock Option AgreementIncentive Stock Option Agreement • August 13th, 2013 • Applied Optoelectronics, Inc. • Semiconductors & related devices • Texas
Applied Optoelectronics, Inc., a Texas corporation (the “Company”), hereby grants as of the , to (the “Employee”), an option (the “Stock Option”) to purchase a maximum of shares (the “Option Shares”) of its Common Stock, with no par value (“Common Stock”), at the price of per share (the “Option Price”), on the terms and conditions contained in this Incentive Stock Option Agreement (the “Agreement”):
SECOND AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENTLoan and Security Agreement • August 13th, 2013 • Applied Optoelectronics, Inc. • Semiconductors & related devices
This Second Amendment to Amended and Restated Loan and Security Agreement is entered into as of October 28, 2010 (the “Amendment”), by and between APPLIED OPTOELECTRONICS, INC (“Borrower”) and EAST WEST BANK (“Bank”).
FOURTH AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENTLoan and Security Agreement • August 13th, 2013 • Applied Optoelectronics, Inc. • Semiconductors & related devices
This Fourth Amendment to Amended and Restated Loan and Security Agreement is entered into as of May 5th, 2011 (the “Amendment”), by and between APPLIED OPTOELECTRONICS, INC (“Borrower”) and EAST WEST BANK (“Bank”).
SEVENTH AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENTLoan and Security Agreement • August 13th, 2013 • Applied Optoelectronics, Inc. • Semiconductors & related devices
This Seventh Amendment to Amended and Restated Loan and Security Agreement is entered into as of June 29, 2012 (the “Amendment”), by and between APPLIED OPTOELECTRONICS, INC (“Borrower”) and EAST WEST BANK (“Bank”).
EIGHTH AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENTLoan and Security Agreement • August 13th, 2013 • Applied Optoelectronics, Inc. • Semiconductors & related devices
This Eighth Amendment to Amended and Restated Loan and Security Agreement is entered into as of November 2nd, 2012 (the “Amendment”), by and between APPLIED OPTOELECTRONICS, INC. (“Borrower”) and EAST WEST BANK (“Bank”).
SIXTH AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENTLoan and Security Agreement • August 13th, 2013 • Applied Optoelectronics, Inc. • Semiconductors & related devices
This Sixth Amendment to Amended and Restated Loan and Security Agreement is entered into as of March 29, 2012 (the “Amendment”), by and between APPLIED OPTOELECTRONICS, INC (“Borrower”) and EAST WEST BANK (“Bank”).
FIRST AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENTLoan and Security Agreement • August 13th, 2013 • Applied Optoelectronics, Inc. • Semiconductors & related devices • California
This First Amendment to Amended and Restated Loan and Security Agreement is entered into as of May 3, 2010 (the “Amendment”), by and between EAST WEST BANK as successor in interest and assignee to East West Bank (“Bank”) and Applied Optoelectronics, Inc., a Texas corporation (“Borrower”).
THIRD AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENTLoan and Security Agreement • August 13th, 2013 • Applied Optoelectronics, Inc. • Semiconductors & related devices • California
This Third Amendment to Amended and Restated Loan and Security Agreement is entered into as of December 6, 2010 (the “Amendment”), by and between APPLIED OPTOELECTRONICS, INC (“Borrower”) and EAST WEST BANK (“Bank”).
APPLIED OPTOELECTRONICS, INC. NOTICE OF RESTRICTED STOCK UNIT AWARDRestricted Stock Unit Award Agreement • August 13th, 2013 • Applied Optoelectronics, Inc. • Semiconductors & related devices
Subject to the terms and conditions of this Notice of Restricted Stock Unit Award (this “Notice”), the Restricted Stock Unit Award Agreement attached hereto (the “Award Agreement”), and the Applied Optoelectronics, Inc. 2013 Equity Incentive Plan (the “Plan”), the below individual (the “Participant”) is hereby granted the below number of Restricted Stock Units (the “RSUs”) in Applied Optoelectronics, Inc. (the “Company”). Unless otherwise specifically indicated, all terms used in this Notice shall have the meaning as set forth in the Award Agreement or the Plan.
FIFTH AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENTLoan and Security Agreement • August 13th, 2013 • Applied Optoelectronics, Inc. • Semiconductors & related devices
This Fifth Amendment to Amended and Restated Loan and Security Agreement is entered into as of November 30, 2011 (the “Amendment”), by and between APPLIED OPTOELECTRONICS, INC (“Borrower”) and EAST WEST BANK (“Bank”).
APPLIED OPTOELECTRONICS, INC. NOTICE OF STOCK APPRECIATION RIGHT AWARDStock Appreciation Right Award • August 13th, 2013 • Applied Optoelectronics, Inc. • Semiconductors & related devices
Subject to the terms and conditions of this Notice of Stock Appreciation Right Award (this “Notice”), the Stock Appreciation Right Award Agreement attached hereto (the “Award Agreement”), and the Applied Optoelectronics, Inc. 2013 Equity Incentive Plan (the “Plan”), the below individual (the “Participant”) is hereby granted the below number of Stock Appreciation Rights (the “SARs”) in Applied Optoelectronics, Inc. (the “Company”). Unless otherwise specifically indicated, all terms used in this Notice shall have the meaning as set forth in the Award Agreement or the Plan.
NINTH AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENTLoan and Security Agreement • August 13th, 2013 • Applied Optoelectronics, Inc. • Semiconductors & related devices
This Ninth Amendment to Amended and Restated Loan and Security Agreement is entered into as of April 11th, 2013 (the “Amendment”), by and between APPLIED OPTOELECTRONICS, INC. (“Borrower”) and EAST WEST BANK (“Bank”).
APPLIED OPTOELECTRONICS, INC. REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • August 13th, 2013 • Applied Optoelectronics, Inc. • Semiconductors & related devices • Texas
THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of the Effective Date (defined herein), is by and between Applied Optoelectronics, Inc., a Texas corporation (the “Company”) and the Holder (specified on the signature page).
INDEMNIFICATION AGREEMENTIndemnification Agreement • August 13th, 2013 • Applied Optoelectronics, Inc. • Semiconductors & related devices • Delaware
NOW, THEREFORE, for and in consideration of the mutual covenants and conditions contained herein, the receipt and sufficiency of which are hereby acknowledged, the Company and the Agent agree as follows:
APPLIED OPTOELECTRONICS, INC. UNITED COMMERCIAL BANK AMENDED AND RESTATED LOAN AND SECURITY AGREEMENTLoan and Security Agreement • August 13th, 2013 • Applied Optoelectronics, Inc. • Semiconductors & related devices • California
This AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (the “Agreement”) is effective as of May 20, 2009, by and between United Commercial Bank (“Bank”) and Applied Optoelectronics, Inc., a Texas corporation (“Borrower”).
APPLIED OPTOELECTRONICS, INC. NOTICE OF RESTRICTED STOCK AWARDRestricted Stock Award Agreement • August 13th, 2013 • Applied Optoelectronics, Inc. • Semiconductors & related devices • Texas
Subject to the terms and conditions of this Notice of Restricted Stock Award (this “Notice”), the Restricted Stock Award Agreement attached hereto (the “Award Agreement”), and the Applied Optoelectronics, Inc. 2013 Equity Incentive Plan (the “Plan”), the below individual (the “Participant”) is hereby granted the below number of Shares (the “Covered Shares”) of common stock in Applied Optoelectronics, Inc. (the “Company”). Unless otherwise specifically indicated, all terms used in this Notice shall have the meaning as set forth in the Award Agreement or the Plan.
FIRST (1st) AMENDMENT TO THE LEASE BETWEEN APPLIED OPTOELECTRONICS, INC. and 12808 W. AIRPORT, LLC.Lease Agreement • August 13th, 2013 • Applied Optoelectronics, Inc. • Semiconductors & related devices
Landlord and Tenant agree to change commencement date of the Lease for the Premises commonly known as “Suite 175” at the 12808 W. Airport office building from May 1, 2012 to June 1, 2012.
APPLIED OPTOELECTRONICS, INC. 2006 INCENTIVE SHARE PLAN STOCK OPTION AGREEMENTStock Option Agreement • August 13th, 2013 • Applied Optoelectronics, Inc. • Semiconductors & related devices • Texas
THIRD AMENDED AND RESTATED SHAREHOLDERS’ AGREEMENT OF APPLIED OPTOELECTRONICS, INC.Shareholder Agreements • August 13th, 2013 • Applied Optoelectronics, Inc. • Semiconductors & related devices • Texas
This Third Amended and Restated Shareholders’ Agreement, dated effective as of September 15, 2006 (as amended, restated, supplemented or otherwise modified from time to time, this “Agreement”), is by and among Applied Optoelectronics, Inc., a Texas corporation (the “Company”), the holders of the Company’s Common Stock (defined below) (the “Common Shareholders”), the holders of the Company’s Preferred Stock (defined below) (the “Preferred Shareholders”), and such other persons or entities who execute this Agreement from time to time (collectively, the “Shareholders”).
