523,700 Shares of FANTEX, INC. Fantex Series EJ Manuel Convertible Tracking Stock UNDERWRITING AGREEMENTUnderwriting Agreement • July 10th, 2014 • Fantex, Inc. • Services-business services, nec • New York
This Underwriting Agreement (this “Agreement”) constitutes the agreement by and among Fantex, Inc., a Delaware corporation (the “Company”), Fantex Holdings, Inc. (the “Parent”), Fantex Brokerage Services, LLC (“FBS”) and Stifel, Nicolaus & Company, Incorporated (“Stifel”) that (i) FBS shall serve as the underwriter for the offering (the “Offering”), on a best efforts, all or none basis, of an aggregate of 523,700 shares (the “Shares”) of the Company’s Fantex Series EJ Manuel Convertible Tracking Stock, par value $0.0001 per share (the “Fantex Series EJ Manuel”), and (ii) Stifel shall act as the “qualified independent underwriter” for the Offering within the meaning of Rule 5121 of the Financial Industry Regulatory Authority, Inc. (“FINRA”). The Shares will be convertible at the option of the Company into shares (the “Conversion Shares”) of platform common stock, par value $0.0001 per share, of the Company (the “Platform Common Stock”). Stifel hereby represents, warrants and confirms th
