REGISTRATION RIGHTS AGREEMENT dated as of October 8, 2014 by and among OM Asset Management plc, OM Group (UK) Limited and Old Mutual plcRegistration Rights Agreement • October 20th, 2014 • OM Asset Management PLC • Investment advice • New York
Contract Type FiledOctober 20th, 2014 Company Industry JurisdictionThis Registration Rights Agreement, dated as of October 8, 2014 (this “Agreement”), is by and among OM Asset Management plc, a company incorporated and registered in England and Wales with company number 09062478 (the “Company”), OM Group (UK) Limited, a company incorporated and registered in England and Wales with company number 3591572 (“OMGUK”), and Old Mutual plc, a company incorporated and registered in England and Wales with company number 3591559 (“OM plc”, and together with the Company and OMGUK, each a “Party” and, collectively, the “Parties”).
REVOLVING CREDIT AGREEMENT dated as of October 15, 2014, among OM ASSET MANAGEMENT PLC, THE LENDERS NAMED HEREIN, and CITIBANK, N.A., as Administrative AgentRevolving Credit Agreement • October 20th, 2014 • OM Asset Management PLC • Investment advice • New York
Contract Type FiledOctober 20th, 2014 Company Industry JurisdictionREVOLVING CREDIT AGREEMENT dated as of October 15, 2014, among OM ASSET MANAGEMENT plc, a public limited company organized under the laws of England and Wales (the “Borrower”), the lenders from time to time party hereto and CITIBANK, N.A., as administrative agent for such lenders.
SHAREHOLDER AGREEMENT AMONG OLD MUTUAL PLC, OM GROUP (UK) LIMITED, AND OM ASSET MANAGEMENT PLC DATED AS OF OCTOBER 8, 2014Shareholder Agreement • October 20th, 2014 • OM Asset Management PLC • Investment advice • England and Wales
Contract Type FiledOctober 20th, 2014 Company Industry JurisdictionTHIS SHAREHOLDER AGREEMENT is made as of the 8th day of October, 2014 among Old Mutual plc, a company incorporated and registered in England and Wales with company number 3591559 (together with its successors and permitted assigns, “OM plc”), OM Group (UK) Limited, a company incorporated and registered in England and Wales with company number 3591572 (together with its successors and permitted assigns, “OMGUK”), and OM Asset Management plc, a company incorporated and registered in England and Wales with company number 09062478 (together with its successors, the “Company”, and together with OM plc and OMGUK, each a “Party” and, collectively, the “Parties”).
SEED CAPITAL MANAGEMENT AGREEMENTSeed Capital Management Agreement • October 20th, 2014 • OM Asset Management PLC • Investment advice • England and Wales
Contract Type FiledOctober 20th, 2014 Company Industry JurisdictionThis Seed Capital Management Agreement (the “Agreement”) is made and entered into as of this 8th day of October, 2014, by and among MILLPENCIL LIMITED, a company limited by shares organized under the laws of England and Wales and located at 5th Floor, Millennium Bridge House, 2 Lambeth Hill, London EC4V 4GG, United Kingdom (together with its successors and permitted assigns, “Millpencil”), MILLPENCIL (US) LP, a Delaware limited partnership (together with its successors and permitted assigns, “MPL”), with a registered office address of 2711 Centerville Road, Suite 400, Wilmington, Delaware 19808, OLD MUTUAL (US) HOLDINGS INC., a Delaware corporation (together with its successors, “OM(US)H”), located at 200 Clarendon Street, 53rd Floor, Boston, MA 02116, OLD MUTUAL PLC, a company limited by shares organized under the laws of England and Wales and located at 5th Floor, Millennium Bridge House, 2 Lambeth Hill, London EC4V 4GG, United Kingdom (together with its successors and permitted assi
INTELLECTUAL PROPERTY LICENSE AGREEMENT AMONG OLD MUTUAL PLC, OLD MUTUAL LIFE ASSURANCE COMPANY (SOUTH AFRICA) LTD. AND OM ASSET MANAGEMENT PLC DATED AS OF OCTOBER 8, 2014Intellectual Property License Agreement • October 20th, 2014 • OM Asset Management PLC • Investment advice • England and Wales
Contract Type FiledOctober 20th, 2014 Company Industry JurisdictionThis INTELLECTUAL PROPERTY LICENSE AGREEMENT (this “Agreement”), dated as of October 8, 2014 (the “Effective Date”), is made and entered into by and among: