FANTEX BRAND AGREEMENTFantex Brand Agreement • January 16th, 2015 • Fantex, Inc. • Services-business services, nec • California
This Fantex Brand Agreement is entered into as of January 9, 2015 (“Effective Date”) by and between Fantex, Inc. (“Fantex”), on the one hand, and Michael Brockers (“Talent”), jointly and severally with Brockers Marketing LLC and any other Talent personal services company, if such an entity is formed and in existence after the Effective Date (the “Company”), on the other hand. For purposes of this Agreement, “Participant” shall refer to Talent and/or the Company, if applicable, jointly and severally, as the context may require. Sometimes each of Participant and Fantex are referred to herein as a “Party” and together as the “Parties.”
835,800 Shares of FANTEX, INC. Fantex Series Alshon Jeffery Convertible Tracking Stock UNDERWRITING AGREEMENTUnderwriting Agreement • January 16th, 2015 • Fantex, Inc. • Services-business services, nec • New York
This Underwriting Agreement (this “Agreement”) constitutes the agreement by and among Fantex, Inc., a Delaware corporation (the “Company”), Fantex Holdings, Inc. (the “Parent”), Fantex Brokerage Services, LLC (“FBS”) and Stifel, Nicolaus & Company, Incorporated (“Stifel”) that (i) FBS shall serve as the underwriter for the offering (the “Offering”), on a best efforts, all or none basis, of an aggregate of 835,800 shares (the “Shares”) of the Company’s Fantex Series Alshon Jeffery Convertible Tracking Stock, par value $0.0001 per share (the “Fantex Series Alshon Jeffery”), and (ii) Stifel shall act as the “qualified independent underwriter” for the Offering within the meaning of Rule 5121 of the Financial Industry Regulatory Authority, Inc. (“FINRA”). The Shares will be convertible at the option of the Company into shares (the “Conversion Shares”) of platform common stock, par value $0.0001 per share, of the Company (the “Platform Common Stock”). Stifel hereby represents, warrants and c
STANDBY PURCHASE AGREEMENTStandby Purchase Agreement • January 16th, 2015 • Fantex, Inc. • Services-business services, nec • New York
This STANDBY PURCHASE AGREEMENT (this “Agreement”), dated as of [ ], 2015, is made by and among (i) Fantex, Inc., a Delaware corporation (the “Company”), (ii) Fantex Brokerage Services, LLC (“FBS”) and Stifel, Nicolaus & Company, Incorporated as (“Stifel,” and together with FBS, the “Representatives”) and (iii) Fantex Holdings, Inc. (the “Parent”) and the other individuals listed on Exhibit A hereto (each, a “Standby Purchaser,” and together, the “Standby Purchasers”).
NFL PLAYER CONTRACTNFL Player Contract • January 16th, 2015 • Fantex, Inc. • Services-business services, nec • Virginia
THIS CONTRACT is between MICHAEL BROCKERS, hereinafter “Player,” and THE ST LOUIS RAMS LLC, a DELAWARE limited liability company hereinafter “Club,” operating under the name of the ST LOUIS RAMS as a member of the National Football League, hereinafter “League.” In consideration of the promises made by each to the other, Player and Club agree as follows:
FANTEX HOLDINGS, INC. CHANGE IN CONTROL SEVERANCE AGREEMENTChange in Control Severance Agreement • January 16th, 2015 • Fantex, Inc. • Services-business services, nec • California
This Change In Control Severance Agreement (the “Agreement”), dated as of August 19, 2014 (the “Effective Date”), is made by and between Fantex Holdings, Inc., a Delaware corporation (the “Company”) and William Garvey (“Executive”) (collectively referred to herein as the “Parties”).
