GLAUKOS CORPORATION INDEMNIFICATION AGREEMENTIndemnification Agreement • May 12th, 2015 • GLAUKOS Corp • Surgical & medical instruments & apparatus • Delaware
Contract Type FiledMay 12th, 2015 Company Industry JurisdictionThis Indemnification Agreement (this “Agreement”) is dated as of [insert date] and is between Glaukos Corporation, a Delaware corporation (the “Company”), and [insert name of indemnitee] (“Indemnitee”).
EXECUTIVE SEVERANCE CHANGE IN CONTROL AGREEMENTExecutive Severance and Change in Control Agreement • May 12th, 2015 • GLAUKOS Corp • Surgical & medical instruments & apparatus • California
Contract Type FiledMay 12th, 2015 Company Industry JurisdictionTHIS EXECUTIVE SEVERANCE AND CHANGE IN CONTROL AGREEMENT (the “Agreement”) is made by and between Glaukos Corporation (the “Company”), and Chris Calcaterra (“Executive”) as of July 10, 2014.
GLAUKOS CORPORATION AMENDED AND RESTATED REVOLVING CREDIT AND TERM LOAN AGREEMENT DATED AS OF FEBRUARY 23, 2015 COMERICA BANK AS ADMINISTRATIVE AGENT, SOLE LEAD ARRANGER AND SOLE BOOKRUNNERRevolving Credit and Term Loan Agreement • May 12th, 2015 • GLAUKOS Corp • Surgical & medical instruments & apparatus • Michigan
Contract Type FiledMay 12th, 2015 Company Industry Jurisdiction
AMENDED AND RESTATED SECURITY AGREEMENTSecurity Agreement • May 12th, 2015 • GLAUKOS Corp • Surgical & medical instruments & apparatus • California
Contract Type FiledMay 12th, 2015 Company Industry JurisdictionTHIS AMENDED AND RESTATED SECURITY AGREEMENT (the “Agreement”) dated as of February 23, 2015, is entered into by and among the Borrower (as defined below), such other entities which from time to time become parties hereto (collectively, including the Borrower, the “Debtors” and each individually a “Debtor”) and Comerica Bank (“Comerica”), as Administrative Agent for and on behalf of the Lenders (as defined below) (in such capacity, the “Agent”). The addresses for the Debtors and the Agent, as of the date hereof, are set forth on the signature pages attached hereto.
ContractWarrant Agreement • May 12th, 2015 • GLAUKOS Corp • Surgical & medical instruments & apparatus • California
Contract Type FiledMay 12th, 2015 Company Industry JurisdictionTHIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR ANY APPLICABLE STATE SECURITIES LAWS, AND, EXCEPT AND PURSUANT TO THE PROVISIONS OF ARTICLE 4 BELOW, MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED WITHOUT AN EFFECTIVE REGISTRATION THEREOF UNDER THE ACT AND ANY APPLICABLE STATE SECURITIES LAWS, OR PURSUANT TO RULE 144 OR AN EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF THE ACT AND ANY APPLICABLE STATE SECURITIES LAWS.
GLAUKOS CORPORATION AMENDMENT TO SERIES D WARRANTSSeries D Warrants Amendment • May 12th, 2015 • GLAUKOS Corp • Surgical & medical instruments & apparatus
Contract Type FiledMay 12th, 2015 Company IndustryThis Amendment to Series D Warrants (this “Amendment”), dated as of July 10, 2014, is made by and among Glaukos Corporation, a Delaware corporation (the “Company”), and the holders of Series D Warrants (as defined below).
FORM OF REVOLVING CREDIT NOTERevolving Credit Note • May 12th, 2015 • GLAUKOS Corp • Surgical & medical instruments & apparatus
Contract Type FiledMay 12th, 2015 Company IndustryThis Note is a note under which Revolving Credit Advances (including refundings and conversions), repayments and readvances may be made from time to time, but only in accordance with the terms and conditions of the Credit Agreement. This Note evidences borrowings under, is subject to, is secured in accordance with, and may be accelerated or matured under, the terms of the Credit Agreement, to which reference is hereby made. Capitalized terms used herein, except as defined to the contrary, shall have the meanings given them in the Credit Agreement.
SECOND AMENDMENT AND LEASE CONSOLIDATIONLease Consolidation • May 12th, 2015 • GLAUKOS Corp • Surgical & medical instruments & apparatus
Contract Type FiledMay 12th, 2015 Company IndustryThis Second Amendment and Lease Consolidation (the “Second Amendment”) is entered into as of this 30th day of September, 2011, by and between Laguna Cabot Road Business Park, LP (“Landlord”), and Glaukos Corporation (“Tenant”), with reference to the following recitals.
SADDLEBACK BUSINESS PARK, LAGUNA HILLS, CALIF.Standard Business Park Lease • May 12th, 2015 • GLAUKOS Corp • Surgical & medical instruments & apparatus
Contract Type FiledMay 12th, 2015 Company IndustryTHIS LEASE is entered into by and between LANDLORD and TENANT, and is dated for reference purposes only as provided in the following Basic LEASE Information. The General Terms of this LEASE, and any exhibits or addenda thereto, are hereby incorporated by this reference and made a material part of this agreement. LANDLORD and TENANT agree as follows:
ASSET PURCHASE AGREEMENTAsset Purchase Agreement • May 12th, 2015 • GLAUKOS Corp • Surgical & medical instruments & apparatus • California
Contract Type FiledMay 12th, 2015 Company Industry Jurisdictionproceeding, assist in the preparation of any other Patent Property relating to the Patents and Patent Applications, sign/execute all lawful papers, authorize the filing of and execute and make all rightful oaths and/or declarations in connection with the Patents and Patent Applications, including any patents or patent applications claiming priority thereto, and generally do everything possible to aid the ASSIGNEE, its successors, legal representatives and assigns, to obtain and enforce proper patent protection for the Patents and Patent Applications in all countries.
GLAUKOS CORPORATION INCENTIVE STOCK OPTION AGREEMENTIncentive Stock Option Agreement • May 12th, 2015 • GLAUKOS Corp • Surgical & medical instruments & apparatus • California
Contract Type FiledMay 12th, 2015 Company Industry JurisdictionTHIS INCENTIVE STOCK OPTION AGREEMENT (the “Agreement”), made as of this «DAY_1B» day of «MONTH_1A», by and between Glaukos Corporation, a Delaware corporation (the “Company”), and «OPTIONEE_2» (the “Option Holder”), is made with reference to the following facts:
GLAUKOS CORPORATION FOURTH AMENDED AND RESTATED INVESTORS’ RIGHTS AGREEMENTInvestors’ Rights Agreement • May 12th, 2015 • GLAUKOS Corp • Surgical & medical instruments & apparatus • Delaware
Contract Type FiledMay 12th, 2015 Company Industry JurisdictionThis FOURTH AMENDED AND RESTATED INVESTORS’ RIGHTS AGREEMENT (the “Agreement”) is made as of January 25, 2011, by and among GLAUKOS CORPORATION, a Delaware corporation (the “Company”), each of the persons listed on the attached Schedule A who become signatories to this Agreement (collectively, the “Investors”), Fjordinvest, LLC, FG Group LLC, Orasis, LLC, Hosheng Tu (collectively, the “Founders”), Lighthouse Capital Partners IV, L.P. and Lighthouse Capital Partners V, L.P.
GLAUKOS CORPORATION AMENDMENT NO. 1 TO THIRD AMENDED AND RESTATED VOTING AGREEMENTVoting Agreement • May 12th, 2015 • GLAUKOS Corp • Surgical & medical instruments & apparatus
Contract Type FiledMay 12th, 2015 Company IndustryThis Amendment No. 1 to Third Amended and Restated Voting Agreement (this “Amendment”), dated as of July 10, 2014, is made by and among Glaukos Corporation, a Delaware corporation (the “Company”), and the signatories hereto.
GLAUKOS CORPORATION THIRD AMENDED AND RESTATED VOTING AGREEMENTVoting Agreement • May 12th, 2015 • GLAUKOS Corp • Surgical & medical instruments & apparatus • Delaware
Contract Type FiledMay 12th, 2015 Company Industry JurisdictionTHIS THIRD AMENDED AND RESTATED VOTING AGREEMENT (the “Agreement”) is made as of this 22nd day of January, 2013 by and among Glaukos Corporation, a Delaware corporation (the “Company”), Fjordinvest, LLC, FG Group LLC, Orasis, LLC and Hosheng Tu (collectively, the “Stockholders”), and the holders of shares of Preferred Stock (as defined below) listed on Exhibit A (collectively, the “Investors” and individually, the “Investor”).
GLAUKOS CORPORATION STOCK OPTION AGREEMENTStock Option Agreement • May 12th, 2015 • GLAUKOS Corp • Surgical & medical instruments & apparatus • California
Contract Type FiledMay 12th, 2015 Company Industry JurisdictionTHIS STOCK OPTION AGREEMENT (the “Agreement”), made as of this «DAY_1B» day of «MONTH_1A», by and between Glaukos Corporation, a Delaware corporation (the “Company”), and «OPTIONEE_2» (the “Option Holder”), is made with reference to the following facts:
GLAUKOS CORPORATION AMENDMENT NO. 1 TO FOURTH AMENDED AND RESTATED INVESTORS’ RIGHTS AGREEMENTInvestors’ Rights Agreement • May 12th, 2015 • GLAUKOS Corp • Surgical & medical instruments & apparatus • Delaware
Contract Type FiledMay 12th, 2015 Company Industry JurisdictionThis AMENDMENT NO. 1 TO FOURTH AMENDED AND RESTATED INVESTORS’ RIGHTS AGREEMENT (the “Amendment”) is made as of January 22, 2013, by and among GLAUKOS CORPORATION, a Delaware corporation (the “Company”), each of the Investors (as defined in the Existing Agreement, as that term is defined below), Fjordinvest, LLC, FG Group LLC, Orasis, LLC, Hosheng Tu (collectively, the “Founders”), Lighthouse Capital Partners IV, L.P. and Lighthouse Capital Partners V, L.P. (collectively, “Lighthouse”).
GLAUKOS CORPORATION AMENDMENT NO. 2 TO FOURTH AMENDED AND RESTATED INVESTORS’ RIGHTS AGREEMENTInvestors’ Rights Agreement • May 12th, 2015 • GLAUKOS Corp • Surgical & medical instruments & apparatus
Contract Type FiledMay 12th, 2015 Company IndustryThis Amendment No. 2 to Fourth Amended and Restated Investors’ Rights Agreement (this “Amendment”), dated as of July 10, 2014, is made by and among Glaukos Corporation, a Delaware corporation (the “Company”), and the signatories hereto.
FORM OF TERM LOAN NOTETerm Loan Note • May 12th, 2015 • GLAUKOS Corp • Surgical & medical instruments & apparatus
Contract Type FiledMay 12th, 2015 Company IndustryThis Note evidences Term Loan Advances made under, is subject to, may be accelerated and may be prepaid in accordance with, the terms of the Credit Agreement, to which reference is hereby made.