Yintech Investment Holdings Limited [Number of ADSs] American Depositary Shares Representing [Number of Shares] Ordinary Shares (Par Value US$0.00001 Per Share) UNDERWRITING AGREEMENTUnderwriting Agreement • April 19th, 2016 • Yintech Investment Holdings LTD • Security & commodity brokers, dealers, exchanges & services • New York
Contract Type FiledApril 19th, 2016 Company Industry JurisdictionIntroductory. Yintech Investment Holdings Limited, an exempted company incorporated under the laws of the Cayman Islands (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A (the “Underwriters”) an aggregate of [·] American Depositary Shares (“ADSs”), each representing 20 ordinary shares, par value US$0.00001 per share, of the Company (each an “Ordinary Share”). The [·] ADSs to be sold by the Company are collectively called the “Firm ADSs.” In addition, the Company has granted to the Underwriters an option to purchase up to an additional [·] ADSs, all as provided in Section 2. The additional [·] ADSs to be sold by the Company pursuant to such option are collectively called the “Optional ADSs.” The Firm ADSs and, if and to the extent such option is exercised, the Optional ADSs are collectively called the “Offered ADSs.” The Ordinary Shares represented by the Firm ADSs are hereinafter called the “Firm Shares,” the Ordinary Shares represented by the
YINTECH INVESTMENT HOLDINGS LIMITED AND THE BANK OF NEW YORK MELLON AND OWNERS AND HOLDERS OF AMERICAN DEPOSITARY SHARES Deposit Agreement Dated as ofDeposit Agreement • April 19th, 2016 • Yintech Investment Holdings LTD • Security & commodity brokers, dealers, exchanges & services • New York
Contract Type FiledApril 19th, 2016 Company Industry JurisdictionDEPOSIT AGREEMENT dated as of among YINTECH INVESTMENT HOLDINGS LIMITED, a company incorporated under the laws of the Cayman Islands (herein called the Company), THE BANK OF NEW YORK MELLON, a New York banking corporation (herein called the Depositary), and all Owners and Holders (each as hereinafter defined) from time to time of American Depositary Shares issued hereunder.