AMENDED AND RESTATED INVESTMENT AND STRATEGIC COOPERATION AGREEMENT by and between JANUS CAPITAL GROUP INC., HENDERSON GROUP PLC and DAI-ICHI LIFE HOLDINGS, INC. Dated as of October 3, 2016Investment and Strategic Cooperation Agreement • March 20th, 2017 • Henderson Group PLC • Investment advice • New York
Contract Type FiledMarch 20th, 2017 Company Industry JurisdictionThis Amended and Restated Investment and Strategic Cooperation Agreement, dated as of October 3, 2016 (this “Agreement”), by and between Janus Capital Group Inc., a Delaware corporation (“JCG”), Henderson Group plc, a public company incorporated in Jersey with registered number 101484 and having its registered office at 47 Esplanade, St Helier, Jersey JE1 0BD (“Henderson”), and Dai-ichi Life Holdings, Inc., a Japanese corporation (the “Investor”). JCG, Henderson and the Investor may be referred to in this Agreement individually as a “Party” and collectively as the “Parties”.
Dear Roger CHANGE OF EMPLOYER As discussed, when you were recruited, Henderson Group Plc was mistakenly detailed as your employer (the “Company”) on your Service Agreement dated 11 April 2013 (“Service Agreement”). As you are aware the employing...Service Agreement • March 20th, 2017 • Henderson Group PLC • Investment advice
Contract Type FiledMarch 20th, 2017 Company IndustryThis letter therefore varies your Service Agreement so that the “Company” for the purposes of your Service Agreement correctly refers to Henderson Administration Limited, a company whose registered address is at 201 Bishopsgate, London, EC2M 2AE. This change took effect from 31 March 2015.
VOTING AND SUPPORT AGREEMENTVoting and Support Agreement • March 20th, 2017 • Henderson Group PLC • Investment advice • Delaware
Contract Type FiledMarch 20th, 2017 Company Industry JurisdictionThis VOTING AND SUPPORT AGREEMENT, dated as of October 3, 2016 (this “Agreement”), is by and among Henderson Group plc, a company incorporated in Jersey (“Henderson”); Dai-ichi Life Holdings, Inc., a Japanese corporation (the “Janus Stockholder”); and Janus Capital Group Inc., a Delaware corporation ( “Janus”).
Option AgreementOption Agreement • March 20th, 2017 • Henderson Group PLC • Investment advice • New York
Contract Type FiledMarch 20th, 2017 Company Industry JurisdictionOPTION AGREEMENT, dated as of October 3, 2016 (this “Agreement”), by and between Henderson Group plc, a public company incorporated in Jersey with registered number 101484 and having its registered office at 47 Esplanade, St Helier, Jersey JE1 0BD (the “Company”), and Dai-ichi Life Holdings, Inc., a Japanese corporation (the “Investor”). The Company and the Investor may be referred to in this Agreement individually as a “Party” and collectively as the “Parties”.
INSTRUMENT OF INDEMNITY from Henderson Group plcInstrument of Indemnity • March 20th, 2017 • Henderson Group PLC • Investment advice • Jersey
Contract Type FiledMarch 20th, 2017 Company Industry Jurisdiction