STOCK PURCHASE AGREEMENT between BROADWAY FINANCIAL CORPORATION and FIRST REPUBLIC BANK December 21, 2016Stock Purchase Agreement • March 27th, 2017 • Broadway Financial Corp \De\ • Savings institution, federally chartered • California
Contract Type FiledMarch 27th, 2017 Company Industry JurisdictionTHIS STOCK PURCHASE AGREEMENT (as amended, supplemented or otherwise modified from time to time, this “Agreement”) is dated as of December 21, 2016, and is entered into by and among Broadway Financial Corporation, a Delaware corporation (the “Company”), and First Republic Bank, a California state chartered bank (the “Investor”).
ESOP LOAN AGREEMENTEsop Pledge Agreement • March 27th, 2017 • Broadway Financial Corp \De\ • Savings institution, federally chartered • California
Contract Type FiledMarch 27th, 2017 Company Industry JurisdictionThis Loan Agreement (the “Agreement”), dated December 19, 2016, is entered into by and between Broadway Financial Corporation, a Delaware corporation (“Lender”), and Nicholas L. Saakvitne (the “Trustee”) as trustee for the Broadway Federal Bank, f.s.b. Employee Stock Ownership Plan Trust (the “Borrower”).
STOCK PURCHASE AND EXCHANGE AGREEMENT between BROADWAY FINANCIAL CORPORATION and NATIONAL COMMUNITY INVESTMENT FUNDStock Purchase and Exchange Agreement • March 27th, 2017 • Broadway Financial Corp \De\ • Savings institution, federally chartered • New York
Contract Type FiledMarch 27th, 2017 Company Industry JurisdictionTHIS SECURITIES AND EXCHANGE PURCHASE AGREEMENT (as amended, supplemented or otherwise modified from time to time, this “Agreement”) is dated as of December 21, 2016, and is entered into by and among Broadway Financial Corporation, a Delaware corporation (the “Company”), and National Community Investment Fund (“NCIF”).
EXCHANGE AGREEMENTExchange Agreement • March 27th, 2017 • Broadway Financial Corp \De\ • Savings institution, federally chartered • Delaware
Contract Type FiledMarch 27th, 2017 Company Industry JurisdictionTHIS EXCHANGE AGREEMENT (this “Agreement”) is made as of December 21, 2016 by and between Broadway Financial Corporation (the “Company”), a Delaware corporation and parent company of Broadway Federal Bank, f.s.b., and CJA Private Equity Financial Restructuring Master Fund I L.P. (“Investor”).
SECURITIES PURCHASE AGREEMENT by and among THE UNITED STATES DEPARTMENT OF THE TREASURY, BROADWAY FINANCIAL CORPORATION, and EACH OF THE OTHER PURCHASERS SET FORTH ON THE SIGNATURE PAGES HERETO Dated as of December 21, 2016Securities Purchase Agreement • March 27th, 2017 • Broadway Financial Corp \De\ • Savings institution, federally chartered • New York
Contract Type FiledMarch 27th, 2017 Company Industry JurisdictionTHIS SECURITIES PURCHASE AGREEMENT (as amended, supplemented or otherwise modified from time to time, this “Agreement”) is dated as of December 21, 2016, and is entered into by and among the United States Department of the Treasury (the “Seller”), Broadway Financial Corporation, a Delaware corporation (the “Company”), and each of the other purchasers set forth on the signature pages hereto (together with the Company, the “Purchasers”).
STOCK PURCHASE AGREEMENT between BROADWAY FINANCIAL CORPORATION and THE SELLER OR SELLERS SIGNATORY HERETOStock Purchase Agreement • March 27th, 2017 • Broadway Financial Corp \De\ • Savings institution, federally chartered • New York
Contract Type FiledMarch 27th, 2017 Company Industry JurisdictionTHIS SECURITIES PURCHASE AGREEMENT (as amended, supplemented or otherwise modified from time to time, this “Agreement”) is dated as of December 21, 2016, and is entered into by and among Broadway Financial Corporation, a Delaware corporation (the “Company”), and the seller or sellers set forth on the signature page hereto (individually and collectively, the “Seller”).