NOTE PURCHASE AGREEMENTNote Purchase Agreement • October 3rd, 2008 • Gamco Investors, Inc. Et Al • Security brokers, dealers & flotation companies • Washington
This NOTE PURCHASE AGREEMENT (the "Agreement") is made as of October 2, 2008, by and among Cascade Investment, L.L.C., a Washington limited liability company ("Buyer"), GAMCO Investors, Inc., a New York corporation ("Seller"), Mario J. Gabelli ("Gabelli") and GGCP, Inc., a New York corporation ("Gabelli Group" and collectively with Gabelli, the "Gabelli Stockholders").
FIRST AMENDMENT TO REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • October 3rd, 2008 • Gamco Investors, Inc. Et Al • Security brokers, dealers & flotation companies • New York
First Amendment, dated as of October 2, 2008 (the "First Amendment"), to the Registration Rights Agreement (the "Registration Rights Agreement"), dated as of August 14, 2001, by and among Cascade Investment, L.L.C., a Washington limited liability company (the "Investor") and GAMCO Investors, Inc., a New York corporation formerly known as Gabelli Asset Management Inc. (the "Company").
ESCROW AGREEMENTEscrow Agreement • October 3rd, 2008 • Gamco Investors, Inc. Et Al • Security brokers, dealers & flotation companies • New York
THIS ESCROW AGREEMENT (as the same may be amended or modified from time to time pursuant hereto, this "Escrow Agreement") is made and entered into as of October 2, 2008, by and among GAMCO Investors Inc., a New York corporation ("GAMCO"), Cascade Investment, L.L.C., a Washington limited liability company ("Cascade", and together with GAMCO, sometimes referred to individually as "Party" or collectively as the "Parties"), and JPMorgan Chase Bank, National Association (the "Escrow Agent"). Capitalized terms used but not defined in this Escrow Agreement that are defined in the Purchase Agreement (defined below) shall have the meanings assigned to such terms in the Purchase Agreement.
