FORM OF SPECIAL CUSTODY and PLEDGE AGREEMENTSpecial Custody and Pledge Agreement • August 29th, 2012 • Foxby Corp. • New York
AGREEMENT (hereinafter "Agreement"), dated as of March 29, 2012, among State Street Bank and Trust Company, a Massachusetts trust company, in its capacity as custodian hereunder ("Custodian"), Foxby Corp. (the "Fund"), and BNP Paribas Prime Brokerage, Inc. (the "Counterparty").
Form of Committed Facility AgreementCommitted Facility Agreement • August 29th, 2012 • Foxby Corp. • New York
BNP PARIBAS PRIME BROKERAGE, INC. (“BNPP PB, Inc.”) and the counterparty specified on the signature page (“Customer”), hereby enter into this Committed Facility Agreement (this “Agreement”), dated as of the date specified on the signature page.
Forn Of U.S. PB Agreementu.s. Pb Agreement • August 29th, 2012 • Foxby Corp. • New York
This U.S. PB Agreement (including all terms, schedules, supplements and exhibits attached hereto, this “Agreement”) is entered into between the customer specified below (“Customer”) and BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”) on behalf of itself and as agent for the BNPP Entities (as defined in the Account Agreement attached as Exhibit A hereto). The Agreement sets forth the terms and conditions on which BNPP PB, Inc. will transact business with Customer. Customer and BNPP PB, Inc., on behalf of itself and as agent for the BNPP Entities, have also entered into the Account Agreement.
SERVICES AGREEMENT Fund Accounting Services Tax Services between FOXBY CORP. and HUNTINGTON ASSETS SERVICES, INC. as of March 1, 2012Services Agreement • August 29th, 2012 • Foxby Corp. • Indiana
AGREEMENT (this “Agreement”), dated as of March 1, 2012, between Foxby Corp., a Maryland Corporation (the “Fund”), and Huntington Asset Services, Inc., a Delaware corporation (“HASI”).
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • August 29th, 2012 • Foxby Corp. • Maryland
AGREEMENT made as of May 15, 2012, by and between Foxby Corp., a Maryland corporation (the “Fund”) and CEF Advisers, Inc., a Delaware corporation (the “Investment Manager”).
