UNIPIXEL, INC.Common Stock Purchase Warrant • August 14th, 2006 • Uni-Pixel • Electronic components, nec
This COMMON STOCK PURCHASE WARRANT (this “Warrant”) certifies that, for value received, TRIDENT GROWTH FUND, L.P., a Delaware limited partnership (the “Holder”), is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof, May 24, 2006 (the “Initial Exercise Date”), and on or prior to the close of business on the fifth anniversary of the Initial Exercise Date (the “Termination Date”), to subscribe for and purchase from UNIPIXEL, INC., a Delaware corporation (the “Company”), such number of shares of common stock, par value $001 per share, of the Company (the “Common Stock”), subject to adjustment herein (the “Warrant Shares”) as follows:
12% SENIOR SECURED CONVERTIBLE DEBENTUREUni-Pixel • August 14th, 2006 • Electronic components, nec • Texas
This 12% Senior Secured Convertible Debenture (this “Debenture”) is a duly authorized and issued 12% Senior Secured Convertible Debenture of UNIPIXEL, INC., a Delaware corporation (“UniPixel”), and UNIPIXEL DISPLAYS, INC., a Texas corporation (“UniPixel Displays”), having their principal place of business located at 8708 Technology Forest Place, Suite 100, The Woodlands, Texas 77381, for the principal amount of SEVEN HUNDRED AND FIFTY THOUSAND DOLLARS AND NO CENTS ($750,000), issued in connection with that certain Purchase Agreement (as defined below) of even date herewith entered into by and among the Company and the Holder.
SECURITY AGREEMENTSecurity Agreement • August 14th, 2006 • Uni-Pixel • Electronic components, nec • Texas
This SECURITY AGREEMENT, dated as of May 24, 2006 (this “Agreement”), is entered into by and among UNIPIXEL, INC., a Delaware corporation and UNIPIXEL DISPLAYS, INC., a Texas corporation (hereinafter collectively referred to as the “Debtors”) and the Holders of those certain 12% Senior Secured Convertible Debentures due May 23, 2007 (or such earlier contingent date as set forth therein) in the original aggregate principal amount of $1,500,000 (the “Debentures”), issued by Debtor to Trident Growth Fund, L.P. and CapSource Fund, L.P., the Holders thereof (the “Secured Parties”) in connection with that certain Securities Purchase Agreement of even date herewith entered into by and between the Debtors and the Secured Parties (the “Purchase Agreement”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • August 14th, 2006 • Uni-Pixel • Electronic components, nec • Texas
This Securities Purchase Agreement (this “Agreement”) is dated as of May 24, 2006, by and between UNIPIXEL, INC., a Delaware corporation, along with its wholly-owned subsidiary, UNIPIXEL DISPLAYS, INC., a Texas corporation (collectively, hereinafter referred to as the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
