0001104659-06-054743 Sample Contracts

Fully Disclosed Clearing Agreement

Fully Disclosed Clearing Agreement • August 14th, 2006 • Paulson Capital Corp • Security brokers, dealers & flotation companies • Minnesota

• Contract Type
  Fully Disclosed Clearing Agreement
• Filed
  August 14th, 2006
• Company
  Paulson Capital Corp
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  Minnesota

This agreement (the “Agreement”) is made between RBC Dain Correspondent Services, a division of RBC Dain Rauscher Inc., a Minnesota corporation (“Clearing Broker”), and the party signing below (“Correspondent”), having the form of organization set forth below.