PLACEMENT AGENCY AGREEMENT MADISON HARBOR BALANCED STRATEGIES, INC.Placement Agency Agreement • November 29th, 2006 • Madison Harbor Balanced Strategies Inc • New York
This Placement Agreement (the “Agreement”) dated as of September 26, 2006, by and among Madison Harbor Balanced Strategies, Inc. (the “Fund”), a Maryland corporation operating (or intending to operate) as a closed-end, non-diversified management investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”), and Greenbook Investment Management and Greenbook Securities, Inc. (the “Placement Agent”), a California company operating as a broker-dealer and registered as such with the Securities and Exchange Commission (“SEC”) and which is a member of NASD, Inc. (“NASD”).
