FOREIGN CUSTODY MANAGER AGREEMENTForeign Custody Manager Agreement • November 20th, 2007 • Financial Investors Trust • New York
AGREEMENT made as November , 2007 between Financial Investors Trust on behalf of each fund listed on Schedule I hereto as such Schedule may be amended from time to time by The Bank of New York (“BNY”) (each hereinafter the “Fund”).
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • November 20th, 2007 • Financial Investors Trust • Colorado
This Transfer Agency and Services Agreement (the “Agreement”) made this 1st day of October, 2007, between Financial Investors Trust, a Delaware statutory trust (the “Trust”) and ALPS Fund Services, Inc., a Colorado corporation having its principal office at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Transfer Agent”).
FUND ACCOUNTING AND ADMINISTRATION AGREEMENTFund Accounting and Administration Agreement • November 20th, 2007 • Financial Investors Trust • Colorado
This Fund Accounting and Administration Agreement (the “Agreement”) made this 1st day of October, 2007, between Financial Investors Trust, a Delaware statutory trust (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
DISTRIBUTION AGREEMENTDistribution Agreement • November 20th, 2007 • Financial Investors Trust • Colorado
This Distribution Agreement (the “Agreement”) dated as of October 1, 2007, between Financial Investors Trust (the “Trust”), an open-end, management investment company organized as a Delaware statutory trust, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203, on behalf of its series listed in Schedule A (each, a “Fund”), and ALPS Distributors, Inc., a Colorado corporation and a registered broker-dealer under the Securities Exchange Act of 1934 (the “Distributor”).
LISTED PRIVATE EQUITY FUND INVESTMENT ADVISORY AND MANAGEMENT AGREEMENTInvestment Advisory and Management Agreement • November 20th, 2007 • Financial Investors Trust • Delaware
This Investment Advisory and Management Agreement (the “Agreement”) is made and entered into as of October 1, 2007, between Financial Investors Trust, an open-end series management investment company organized as a Delaware statutory trust (the “Trust”), on behalf of the Listed Private Equity Fund (the “Fund”), a series of the Trust, and ALPS Advisers, Inc., a corporation organized under the laws of the State of Colorado (the “Adviser”).
INVESTMENT SUBADVISORY AGREEMENTInvestment Subadvisory Agreement • November 20th, 2007 • Financial Investors Trust • Delaware
This Investment Subadvisory Agreement (the “Agreement”) is made as of this 1st day of October, 2007 by and among ALPS Advisers, Inc. (the “Adviser”), Red Rocks Capital LLC (the “Sub-Adviser”), and Financial Investment Trust (the “Trust”).
Amendment No. 2 Appendix A Amended and Restated Bookkeeping and Pricing Agreement Dated September 15, 2000 As of January 1, 2007Financial Investors Trust • November 20th, 2007
Financial Investors Trust Distribution Agreement Dated September 30, 2005 Schedule A As Amended November 13, 2006Distribution Agreement • November 20th, 2007 • Financial Investors Trust
Amendment Appendix A Amended and Restated Transfer Agency and Service Agreement Dated September 15, 2000 As of January 1, 2007Agency and Service Agreement • November 20th, 2007 • Financial Investors Trust
September 4, 2007Financial Investors Trust • November 20th, 2007
CUSTODY AGREEMENTCustody Agreement • November 20th, 2007 • Financial Investors Trust • New York
AGREEMENT, dated as of November , 2007 between Financial Investors Trust, a business an open-end series management investment company organized as a Delaware statutory trust having its principal office and place of business at 1625 Broadway, Suite 2200, Denver, Colorado 80202 (the “Fund”) and The Bank of New York, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 (“Custodian”).
Amendment To Transfer Agency and Service Agreement Dated September 15, 2000 Between Financial Investors Trust and ALPS Fund Services, Inc.Transfer Agency and Service Agreement • November 20th, 2007 • Financial Investors Trust • Colorado
THIS AMENDMENT is made as of March 21, 2007, between Financial Investor Trust a Delaware business trust (the “Trust”), and ALPS Fund Services, Inc. (“AFS”).
