FORM OF AUTHORIZED PARTICIPANT AGREEMENT FOR ALPS ETF TRUSTAuthorized Participant Agreement • March 13th, 2009 • ALPS ETF Trust • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between ALPS Distributors, Inc. (the “Distributor”) and (the “Authorized Participant” or “AP”) and is subject to acceptance by The Bank of New York (“BNY ETF Administrator” or the “Transfer Agent”). The Transfer Agent serves as the transfer agent for ALPS ETF Trust (the “Trust”) and is an Index Receipt Agent as that term is defined in the rules of the National Securities Clearing Corporation (“NSCC”). The Distributor, the Transfer Agent and the Authorized Participant acknowledge and agree that the Trust shall be a third party beneficiary of this Agreement, and shall receive the benefits contemplated by this Agreement, to the extent specified herein. The Distributor has been retained to provide services as principal underwriter of the Trust acting on an agency basis in connection with the sale and distribution of shares of beneficial interest, all without par value (sometimes referred to as “Shares”), of each
Form of Amendment to Distribution AgreementDistribution Agreement • March 13th, 2009 • ALPS ETF Trust
This Amendment to Distribution Agreement (this “Amendment”), dated , 2009, between ALPS ETF Trust, a Delaware statutory trust (the “Trust”), and ALPS Distributors, Inc. (“ALPS”).
ALPS ETF TRUST FORM OF INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 13th, 2009 • ALPS ETF Trust • Colorado
This Investment Advisory Agreement (the “Agreement”) is made and entered into as of this day of , 2009, by and between ALPS Advisors, Inc., a Colorado corporation (the “Adviser”), and ALPS ETF Trust, a Delaware statutory trust (the “Trust”), regarding the Fund(s) listed in Appendix A (the “Funds”).
Form of Amendment to Administration AgreementAdministration Agreement • March 13th, 2009 • ALPS ETF Trust
This Amendment to Administration Agreement (this “Amendment”), dated , 2009, between ALPS ETF Trust, a Delaware statutory trust (the “Trust”), ALPS Advisors, Inc. (the “Adviser”) and ALPS Fund Services, Inc. (“ALPS”).
Form of Amendment to ALPS ETF Custodian AgreementAlps Etf Custodian Agreement • March 13th, 2009 • ALPS ETF Trust
This Amendment to ALPS ETF Custodian Agreement (this “Amendment”), dated , 2009, between ALPS ETF Trust, a Delaware statutory trust (the “Trust”), and The Bank of New York Mellon (the “Custodian”).
Form of Amendment to ALPS ETF Trust Fund Accounting AgreementAlps Etf Trust Fund Accounting Agreement • March 13th, 2009 • ALPS ETF Trust
This Amendment to ALPS ETF Trust Fund Accounting Agreement (this “Amendment”), dated , 2009, between ALPS ETF Trust, a Delaware statutory trust (the “Trust”), and The Bank of New York Mellon (the “BNY”).
Form Of Amendment to Transfer Agency and Service AgreementTransfer Agency and Service Agreement • March 13th, 2009 • ALPS ETF Trust
This Amendment to Transfer Agency and Service Agreement (this “Amendment”), dated , 2009, between ALPS ETF Trust, a Delaware statutory trust (the “Trust”), and The Bank of New York Mellon (the “Bank”).
