PARTICIPATION AGREEMENT Among THE UNIVERSAL INSTITUTIONAL FUNDS, INC., MORGAN STANLEY & CO. INCORPORATED, MORGAN STANLEY INVESTMENT MANAGEMENT INC. and INTEGRITY LIFE INSURANCE COMPANY Dated as of January 2, 2003Participation Agreement • April 25th, 2012 • Separate Account I of Integrity Life Insurance Co • New York
(This and related steps may occur later in the chronological process due to possible uncertainties relating to the proposals.)
FUND PARTICIPATION AGREEMENTFund Participation Agreement • April 25th, 2012 • Separate Account I of Integrity Life Insurance Co • Massachusetts
This Fund Participation Agreement (the “Agreement”), effective as of April 24, 2009, is made by and among Integrity Life Insurance Company (“Company”), JPMorgan Insurance Trust (the “Trust”), the Trust’s investment advisors, JPMorgan Investment Advisors Inc. and J. P. Morgan Investment Management Inc. (the “Advisers”), and the Trust’s administrator, JPMorgan Funds Management, Inc. (the “Administrator”).
ADMINISTRATIVE SERVICES AGREEMENTAdministrative Services Agreement • April 25th, 2012 • Separate Account I of Integrity Life Insurance Co • Delaware
INTEGRITY LIFE INSURANCE COMPANY (“INSURER”) and INVESCO ADVISERS, INC. (“INVESCO”) (collectively, the “Parties”) mutually agree to the arrangements set forth in this Administrative Services Agreement (the “Agreement”) dated as of June 1, 2010.
Amendment No. 5 to Participation Agreement Franklin Templeton Variable Insurance Products Trust Franklin/Templeton Distributors, Inc. Integrity Life Insurance Company Touchstone Securities, Inc.Participation Agreement • April 25th, 2012 • Separate Account I of Integrity Life Insurance Co
Franklin Templeton Variable Insurance Products Trust (the “Trust”), Franklin/Templeton Distributors, Inc. (the “Underwriter,” and together with the Trust, “we” or “us”), Integrity Life Insurance Company (the “Company” or “you”), and Touchstone Securities, Inc., your distributor, on your behalf and on behalf of certain Accounts, have previously entered into a Participation Agreement dated January 6, 2003, and subsequently amended May 3, 2004, January 1, 2006, May 1, 2007 and November 5, 2007 (the “Agreement”). The parties now desire to amend the Agreement by this amendment (the “Amendment”). Unless otherwise indicated, the terms defined in the Agreement shall have the same meaning in this Amendment.
DISTRIBUTION SERVICES AGREEMENTDistribution Services Agreement • April 25th, 2012 • Separate Account I of Integrity Life Insurance Co • Delaware
INTEGRITY LIFE INSURANCE COMPANY, (“Insurer”) and INVESCO DISTRIBUTORS, INC. (“Distributor”) (collectively, the “Parties”) mutually agree to the arrangements set forth in this Distribution Services Agreement (this “Agreement”) dated June 1, 2010.
FUND PARTICIPATION AGREEMENTFund Participation Agreement • April 25th, 2012 • Separate Account I of Integrity Life Insurance Co • New York
THIS AGREEMENT made as of the 2nd day of October, 1997 by and among BT Insurance Funds Trust (“TRUST”), a Massachusetts business trust, Bankers Trust Company (“ADVISER”), a New York banking corporation, and Integrity Life Insurance Company (“LIFE COMPANY”), a life insurance company organized under the laws of the State of Ohio.
PARTICIPATION AGREEMENT BY AND AMONG AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS), INVESCO DISTRIBUTORS, INC., INTEGRITY LIFE INSURANCE COMPANY, ON BEHALF OF ITSELF AND ITS SEPARATE ACCOUNTS, AND TOUCHSTONE SECURITIES, INC.,...Participation Agreement • April 25th, 2012 • Separate Account I of Integrity Life Insurance Co • Delaware
THIS AGREEMENT, made and entered into as of the 1st day of June 2010 (“Agreement”), by and among AIM Variable Insurance Funds (Invesco Variable Insurance Funds), a Delaware Trust (“AVIF”), INVESCO Distributors, Inc., a Delaware corporation (“INVESCO”), Integrity Life Insurance Company, an Ohio life insurance company (“LIFE COMPANY”), on behalf of itself and each of its segregated asset accounts listed in Schedule A hereto, as the parties hereto may amend from time to time (each, an “Account,” and collectively, the “Accounts”), and Touchstone Securities, Inc., a Nebraska Corporation, an affiliate of LIFE COMPANY and the principal underwriter of the Contracts (“UNDERWRITER”) (collectively, the “Parties”).
DISTRIBUTION AND SERVICES AGREEMENTDistribution and Services Agreement • April 25th, 2012 • Separate Account I of Integrity Life Insurance Co • Massachusetts
We have an agreement (the “Distribution Agreement”) with the Deutsche Asset Management VIT Funds and the series thereof, (the “Funds”). Pursuant to the Distribution Agreement, we, PFPC Distributors, Inc. (the “Distributor”), act as the distributor of units of beneficial interest of the Funds designated “Class B Shares” (collectively, the “Shares”). You maintain various separate accounts (“Accounts”) organized as unit investment trusts under the Investment Company Act of 1940, as amended (the “1940 Act”) that are funded by variable life insurance and/or variable annuity contracts (“Contracts”) purchased by individual contract owners who from time to time beneficially own Shares (“Customers”). The Accounts include or propose to include certain of the Funds as an investment alternative offered to Customers. The terms “Prospectus” and “Statement” as used herein refer respectively to the then-current prospectus and statement of additional information relating to the Shares forming parts of
Invesco Intermediary Agreement Regarding Compliance with SEC Rule 22c-2Intermediary Agreement • April 25th, 2012 • Separate Account I of Integrity Life Insurance Co • Ohio
This Agreement is made and entered into by and between Invesco Aim Investment Services, Inc(1). (the “Transfer Agent”), a Delaware corporation and the transfer agent for certain management investment companies (each, a “mutual fund”) registered with the U.S. Securities and Exchange Commission (the “SEC”) and regulated under the Investment Company Act of 1940, as amended (the “1940 Act”), and the Intermediary identified below.
Amendment No. 1 to Participation Agreement As of May 3, 2004 by and among Franklin Templeton Variable Insurance Products Trust Franklin/Templeton Distributors, Inc. Integrity Life Insurance Company Touchstone Securities, Inc.Participation Agreement • April 25th, 2012 • Separate Account I of Integrity Life Insurance Co • California
Franklin Templeton Variable Insurance Products Trust (the “Trust”), Franklin/Templeton Distributors, Inc. (the “Underwriter,” and together with the Trust, “we or “us”), Integrity Life Insurance Company (“you”), and Touchstone Securities, Inc., your distributor, on your behalf and on behalf of certain Accounts, have previously entered into a Participation Agreement dated January 6, 2003, (the “Agreement”). The parties now desire to amend the Agreement in this amendment (the “Amendment”).
TERMINATION, NEW AGREEMENTS AND AMENDMENTS RELATING TO INTERMEDIARY AGREEMENTS FOR PIMCO VARIABLE INSURANCE TRUSTTermination, Agreement • April 25th, 2012 • Separate Account I of Integrity Life Insurance Co
THIS TERMINATION, AGREEMENT AND AMENDMENT made this 1st day of April 2011, (the “Effective Date”) by and among Allianz Global Investors Distributors LLC (“AGID”), PIMCO Investments LLC (“PI”) and Integrity Life Insurance Company (the “Intermediary”).
NOVATION OF AND AMENDMENT TO PARTICIPATION AGREEMENTParticipation Agreement • April 25th, 2012 • Separate Account I of Integrity Life Insurance Co
THIS NOVATION OF AND AMENDMENT TO PARTICIPATION AGREEMENT made this 1st day of April, 2011 (the “Effective Date”), by and among Allianz Global Investors Distributors LLC (“AGID”), PIMCO Investments LLC (“PI”), PIMCO Variable Insurance Trust (the “Fund”) and Integrity Life Insurance Company (the “Company”).
Columbia Management Distributors, Inc.Agreement • April 25th, 2012 • Separate Account I of Integrity Life Insurance Co
This agreement is made as of the 1st day of May, 2009 between Columbia Management Distributors, Inc., a Massachusetts corporation (“CMDI”) and Integrity Life Insurance Company, an Ohio corporation (“Company”).
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. MUTUAL FUND SALES AGREEMENTSales Agreement • April 25th, 2012 • Separate Account I of Integrity Life Insurance Co • Massachusetts
We are the exclusive distributor of the shares of the funds set forth on Schedule A hereto (collectively, together with any funds that may hereafter become part of such fund families, the “CMD Distributed Funds”). We desire to enter into this agreement with you for activities in connection with (i) the distribution of shares of the CMD Distributed Funds (or classes thereof) (each a “Fund” and collectively the “Funds”) and (ii) the servicing of holders of shares of the Funds and existing and prospective holders of Variable Insurance Products (as defined below) on the terms set forth below.
AMENDMENT NO. 1 TO PARTICIPATION AGREEMENTParticipation Agreement • April 25th, 2012 • Separate Account I of Integrity Life Insurance Co
This Amendment is the first amendment to the Participation Agreement (the “Agreement”), which was effective as of January 1, 2008, by and among Integrity Life Insurance Company (“Company”), RYDEX VARIABLE TRUST (“Trust”), and RYDEX DISTRIBUTORS, INC. (“Underwriter”). This Amendment, which supplements and is a part of the Agreement, is effective as of November 1, 2009.
AMENDMENT NO. 2 TO FUND PARTICIPATION AGREEMENTFund Participation Agreement • April 25th, 2012 • Separate Account I of Integrity Life Insurance Co
This Amendment modifies the Fund Participation Agreement (the “Agreement”), which was effective as of April 30, 2001, by and between Integrity Life Insurance Company (“Company”) and Touchstone Variable Series Trust (the “Trust”). This Amendment, which supplements and is a part of the Agreement, is effective as of December 31, 2009.
Amendment No. 1 to the Distribution and Services AgreementDistribution and Services Agreement • April 25th, 2012 • Separate Account I of Integrity Life Insurance Co
AMENDMENT, dated as of January 31, 2007, to the Distribution and Services Agreement (the “Agreement”) dated as of May 18, 2004, by and between PFPC Distributors, Inc. (as assigned to DWS Scudder Distributors, Inc. (formerly Scudder Distributors, Inc.) (“Distributor”)) and Integrity Life Insurance Company (“Service Organization”).
FUND PARTICIPATION AGREEMENT Integrity Life Insurance Company Columbia Funds Variable Insurance Trust Columbia Management Advisors, LLC and Columbia Management Distributors, Inc. May 1, 2009Fund Participation Agreement • April 25th, 2012 • Separate Account I of Integrity Life Insurance Co • Massachusetts
THIS AGREEMENT, made and entered into as of this 1st day of May 2009, by and among INTEGRITY LIFE INSURANCE COMPANY (the “Company”), an Ohio life insurance company, on its own behalf and on behalf of its separate accounts (the “Accounts”); COLUMBIA FUNDS VARIABLE INSURANCE TRUST, an open-end management investment company organized under the laws of Massachusetts (the “Fund”); COLUMBIA MANAGEMENT ADVISORS, LLC (the “Adviser”), a Delaware limited liability company; and COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (the “Distributor”), a Massachusetts corporation.
Participation Agreement as of January 6, 2003 Franklin Templeton Variable Insurance Products Trust Franklin Templeton Distributors, Inc. Integrity Life Insurance Company Touchstone Securities, Inc. CONTENTSParticipation Agreement • April 25th, 2012 • Separate Account I of Integrity Life Insurance Co • California
SUPPLEMENTAL PAYMENT AGREEMENTSupplemental Payment Agreement • April 25th, 2012 • Separate Account I of Integrity Life Insurance Co • New York
This Agreement is made effective April 24, 2009 by and between Integrity Life Insurance Company (the “Company”) and JPMorgan Investment Advisors Inc. (“JPMIA”) and J.P. Morgan Investment Management Inc. (“JPMIM”).
May 1, 2008 Integrity Life Insurance CompanySeparate Account I of Integrity Life Insurance Co • April 25th, 2012
AMENDMENT NO. 1 TO THE VARIABLE PRODUCT SERVICES AGREEMENTVariable Product Services Agreement • April 25th, 2012 • Separate Account I of Integrity Life Insurance Co
THIS AMENDMENT, dated as of December 20, 2010, between Integrity Life Insurance Company (“Servicer”) and Rydex Distributors, LLC is made to the Variable Product Services Agreement, dated as of January 1, 2008, between the Servicer and Rydex Distributors, Inc. (“RDI”) (the “Agreement”). Terms not defined in this Amendment shall have the meaning ascribed to them in the Agreement.
Amendment No. 1 To Fund Participation Agreement by and among Integrity Life Insurance Company and Touchstone Variable Series TrustFund Participation Agreement • April 25th, 2012 • Separate Account I of Integrity Life Insurance Co
WHEREAS, Touchstone Variable Series Trust (the “Trust”) and Integrity Life Insurance Company (“Integrity Life”) have previously entered into a Fund Participation Agreement dated as of April 30, 2001 (the “Agreement”) containing certain notice information and Portfolio information ; and
AMENDMENT NO.2 to the FUND PARTICIPATION AGREEMENTFund Participation Agreement • April 25th, 2012 • Separate Account I of Integrity Life Insurance Co
AMENDMENT, dated as of May 1, 2002, to the Fund Participation Agreement dated as of the 2nd day of October, 1997 (the “Agreement”), by and between Deutsche Asset Management VIT Funds (“Trust”), Deutsche Asset Management, Inc. (“Adviser”), and Integrity Life Insurance Company (“Life Company”).
January 31, 2007Separate Account I of Integrity Life Insurance Co • April 25th, 2012
This letter sets forth the agreement between Deutsche Investment Management Americas Inc. (the “Adviser”) and Integrity Life Insurance Company (the “Company”) concerning certain administrative services to be provided by you on a sub-administration basis, with respect to Portfolios (as defined below) of the DWS Variable Series I, DWS Variable Series II and/or DWS Investments VIT Funds (collectively, the “Fund”).
AMENDMENT NO.3 to the FUND PARTICIPATION AGREEMENTFund Participation Agreement • April 25th, 2012 • Separate Account I of Integrity Life Insurance Co
AMENDMENT, dated as of the May 1, 2004, to the Fund Participation Agreement dated as of the 2nd day of October, 1997 (the “Agreement”), by and between Deutsche Asset Management VIT Funds (“Trust”), Deutsche Asset Management, Inc. (“Adviser”), and Integrity Life Insurance Company (“Life Company”).
AMENDMENT NO. 1 TO THE ADMINISTRATIVE SERVICES AGREEMENTAdministrative Services Agreement • April 25th, 2012 • Separate Account I of Integrity Life Insurance Co
THIS AMENDMENT, dated as of December 20, 2010, between Integrity Life Insurance Company (“Company”) and Rydex Advisors II, LLC (“Rydex”) is made to the Administrative Services Agreement, dated as of January 1, 2008, between the Company and PADCO Advisors II, Inc. (“PADCO” or “Advisor”) (the “Agreement”). Terms defined in the Agreement are used herein as therein defined.
AMENDMENT NO. 2 TO PARTICIPATION AGREEMENTParticipation Agreement • April 25th, 2012 • Separate Account I of Integrity Life Insurance Co
This AMENDMENT TO PARTICIPATION AGREEMENT (the “Amendment”) is made and entered into as of the 1st day of May, 2008, by and among INTEGRITY LIFE INSURANCE COMPANY, an Ohio corporation, on its own behalf and on behalf of each separate account of the Company set forth on Schedule A hereto, as may be amended from time to time (each such account referred to as an “Account”), THE UNIVERSAL INSTITUTIONAL FUNDS, INC. (the “Fund”), a Maryland corporation, MORGAN STANLEY DISTRIBUTION, INC. (the “Underwriter”), a Delaware corporation, and MORGAN STANLEY INVESTMENT MANAGEMENT INC. (the “Adviser”), a Delaware corporation.
Assignment of Participation AgreementParticipation Agreement • April 25th, 2012 • Separate Account I of Integrity Life Insurance Co
As you may be aware, over the coming months, it is anticipated that RiverSource Investments, LLC (“RiverSource”), the asset management arm of Ameriprise Financial, Inc. (“Ameriprise”), will acquire the long-term fixed income and equity asset management business (the “LT&E Business”) of Columbia Management Advisors, LLC (“CMA”) and its related affiliates (“Columbia”), from Bank of America N.A. For these purposes, management of Columbia Money Market Fund, Variable Series is considered to be part of the LT&E Business.
AMENDMENT NO. 1 TO PARTICIPATION AGREEMENT AMONG THE UNIVERSAL INSTITUTIONAL FUNDS, INC., MORGAN STANLEY & CO. INCORPORATED, MORGAN STANLEY INVESTMENT MANAGEMENT INC. and INTEGRITY LIFE INSURANCE COMPANYParticipation Agreement • April 25th, 2012 • Separate Account I of Integrity Life Insurance Co
WHEREAS, INTEGRITY LIFE INSURANCE COMPANY (the “Company”), THE UNIVERSAL INSTITUTIONAL FUNDS, INC. (the “Fund”), MORGAN STANLEY & CO. INCORPORATED (the “Underwriter”) and MORGAN STANLEY INVESTMENT MANAGEMENT INC. (the “Adviser”) have previously entered into a Participation Agreement (the “Agreement”) containing certain notice information and Company product information; and
AMENDMENT NO.1 to the FUND PARTICIPATION AGREEMENTFund Participation Agreement • April 25th, 2012 • Separate Account I of Integrity Life Insurance Co
AMENDMENT, dated as of May 1, 2001, to the Fund Participation Agreement dated as of the 2nd day of October, 1997 (the “Agreement”), by and between Deutsche Asset Management VIT Funds (formerly, BT Insurance Funds Trust) (“Trust”), Bankers Trust Company (“Adviser”), and Integrity Life Insurance Company (“Life Company”).
AMENDMENT NO. 2 TO THE PARTICIPATION AGREEMENTParticipation Agreement • April 25th, 2012 • Separate Account I of Integrity Life Insurance Co
THIS AMENDMENT, dated as of December 20, 2010, between Integrity Life Insurance Company (“Company”), Rydex Variable Trust (“Trust”) and Rydex Distributors, LLC is made to the Participation Agreement, dated as of January 1, 2008, as amended, between the Company, Trust and Rydex Distributors, Inc. (“Underwriter”) (the “Agreement”). Terms not defined in this Amendment shall have the meaning ascribed to them in the Agreement.
Amendment No.4 to the Fund Participation AgreementFund Participation Agreement • April 25th, 2012 • Separate Account I of Integrity Life Insurance Co
AMENDMENT, dated as of July 22, 2006, to the Fund Participation Agreement dated as of the 2nd day of October, 1997 (the “Agreement”), by and between DWS Investments VIT Funds (formerly Deutsche Asset Management VIT Funds) (“Trust”), Deutsche Asset Management, Inc. (formerly Bankers Trust Company) (“Adviser”), and Integrity Life Insurance Company (“Life Company”).
