0001104659-12-071610 Sample Contracts
FORESIDE FUND SERVICES, LLC DEALER AGREEMENTDealer Agreement • October 26th, 2012 • Roxbury Funds • Delaware
As the distributor of the shares (“Shares”) of each investment company portfolio (“Fund”), of the investment company or companies referenced above and covered hereunder (collectively, “Company”) which may be amended by us from time to time, Foreside Fund Services, LLC (“Distributor”) hereby invites you to participate in the selling group on the following terms and conditions. In this letter, the terms “we,” “us,” and similar words refer to the Distributor, and the terms “you,” “your,” and similar words refer to the dealer executing this agreement, including its associated persons.
Standard Contracts
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • October 26th, 2012 • Roxbury Funds • Delaware
AGREEMENT, dated as of , , 2011 by and between Roxbury Capital Management LLC, a limited liability company organized under the laws of the State of Delaware (the “Adviser”), and Mar Vista Investment Partners, LLC, a limited liability company organized under the laws of the State of Delaware (the “Sub-Adviser”).
EXHIBIT ATransfer Agency Services Agreement • October 26th, 2012 • Roxbury Funds
THIS EXHIBIT A, amended and restated as of November 1, 2011, is Exhibit A to that certain Transfer Agency Services Agreement dated as of October 17, 2007, between BNY Mellon Investment Servicing (US) Inc. (formerly, PFPC Inc.) and The Roxbury Funds.
Underwriting Agreement for: THE ROXBURY FUNDSUnderwriting Agreement • October 26th, 2012 • Roxbury Funds
Effective as of the closing of the sale of Professional Funds Distributor, LLC (“PFD”) to Foreside Distributors, LLC by Phil Rinnander, The Roxbury Funds (the “Fund Company”), on behalf of each series thereof (each a “Fund” and collectively, the “Funds”) and Foreside Fund Services, LLC (“Distributor”), a subsidiary of Foreside Distributors, LLC and a broker-dealer registered with the Securities and Exchange Commission and a member of the Financial Industry Regulatory Authority hereby enter into this Underwriting Agreement on terms identical to those of the underwriting agreement between PFD and the Fund Company effective as of February 2, 2007, as amended (the “Existing Agreement”) except (1) Distributor will be substituted for PFD as a party to the agreement and (2) as further noted below. Capitalized terms used herein without definition have the meanings given them in the Existing Agreement.
Purchase AgreementPurchase Agreement • October 26th, 2012 • Roxbury Funds
The Roxbury Funds, a Delaware statutory trust (the “Trust”), and Mar Vista Investment Partners, LLC (“Buyer”), hereby agree as follows:
EXHIBIT AAdministration and Accounting Services Agreement • October 26th, 2012 • Roxbury Funds
THIS EXHIBIT A, amended and restated as of November 1, 2011, is Exhibit A to that certain Administration and Accounting Services Agreement dated as of October 17, 2007 between BNY Mellon Investment Servicing (US) Inc. (formerly, PFPC Inc.) and The Roxbury Funds.
