0001104659-13-011805 Sample Contracts

Contract

Agreement and Plan of Merger • February 19th, 2013 • Kbw, Inc. • Security brokers, dealers & flotation companies • Delaware

• Contract Type
  Agreement and Plan of Merger
• Filed
  February 19th, 2013
• Company
  Kbw, Inc.
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  Delaware

This AGREEMENT AND PLAN OF MERGER, dated as of February 15, 2013 (this “Agreement”), is entered into by and between SFKBW Two, LLC, a Delaware limited liability company (“Successor Subsidiary”), and KBW, Inc., a Delaware corporation (“KBW”).

LIMITED LIABILITY COMPANY AGREEMENT OF SFKBW TWO, LLC

Limited Liability Company Agreement • February 19th, 2013 • Kbw, Inc. • Security brokers, dealers & flotation companies • Delaware

• Contract Type
  Limited Liability Company Agreement
• Filed
  February 19th, 2013
• Company
  Kbw, Inc.
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  Delaware

This Limited Liability Company Agreement of SFKBW TWO, LLC (the “Company”) is executed by its sole member, Stifel Financial Corp., a Delaware corporation (the “Member”) and effective as of this 5th day of November, 2012.