SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • March 18th, 2013 • Wave Systems Corp • Computer peripheral equipment, nec • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of March 12, 2013, between Wave Systems Corp., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • March 18th, 2013 • Wave Systems Corp • Computer peripheral equipment, nec
This Registration Rights Agreement (this “Agreement”) is made and entered into as of March 12, 2013, between Wave Systems Corp., a Delaware corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collectively, the “Purchasers”).
FORM OF COMMON STOCK PURCHASE WARRANT To Purchase 301,205 Shares of Class A Common Stock ofCommon Stock Purchase Warrant • March 18th, 2013 • Wave Systems Corp • Computer peripheral equipment, nec • New York
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, (the “Holder”), is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the fifth anniversary of the date hereof (the “Termination Date”) but not thereafter, to subscribe for and purchase from Wave Systems Corp., a Delaware corporation (the “Company”), up to 301,205 shares (the “Warrant Shares”) of Class A Common Stock, par value $0.01 per share, of the Company (the “Common Stock”). The purchase price of one (1) share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
