INDEMNIFICATION AGREEMENTIndemnification Agreement • July 26th, 2013 • Tributary Funds, Inc. • Nebraska
This Indemnification Agreement (this “Agreement”) is made and entered into this 17th day of June, 2013 between Tributary Funds, Inc., a Nebraska corporation (the “Company”), and Emily J. Bennett (“Indemnitee”), an officer of the Company.
DISTRIBUTION SERVICES AGREEMENTDistribution Services Agreement • July 26th, 2013 • Tributary Funds, Inc. • Nebraska
THIS DISTRIBUTION SERVICES AGREEMENT (this “Agreement”) is made effective as of November 10, 2012 by and between Tributary Capital Management, LLC (the “Adviser”), and Northern Lights Distributors, LLC (the “Distributor”).
UNDERWRITING AGREEMENT Between TRIBUTARY FUNDS, INC. and NORTHERN LIGHTS DISTRIBUTORS, LLCUnderwriting Agreement • July 26th, 2013 • Tributary Funds, Inc. • Nebraska
AGREEMENT effective this 10th day of November 2012, by and between TRIBUTARY FUNDS, INC., a Nebraska corporation, having its principal office and place of business at 1620 Dodge Street, Omaha Nebraska 68197 (the “Corporation”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“NLD”).
AMENDED AND RESTATED AGENCY AGREEMENTAgency Agreement • July 26th, 2013 • Tributary Funds, Inc. • Missouri
THIS AMENDED AND RESTATED AGREEMENT made as of October 1, 2012, by and between TRIBUTARY FUNDS, INC. (formerly known as First Focus Funds, Inc.), a corporation existing under the laws of the State of Nebraska, having its principal place of business at 1620 Dodge Street, Omaha, Nebraska 68197 (the “Fund”), and DST SYSTEMS, INC., a corporation existing under the laws of the State of Delaware, having its principal place of business at 333 West 11th Street, 5th Floor, Kansas City, Missouri 64105 (“DST”):
SIXTH AMENDED AND RESTATED FEE APPORTIONMENT AGREEMENTFee Apportionment Agreement • July 26th, 2013 • Tributary Funds, Inc.
THIS SIXTH AMENDED AND RESTATED FEE APPORTIONMENT AGREEMENT (the “Agreement”) is made as of February 13, 2013, by and among: (1) Tributary Funds, Inc., a registered open-end management investment company organized as a Nebraska corporation having its principal place of business at 1620 Dodge Street, Omaha, NE 68197 (the “Company”), on behalf of the Tributary Core Equity Fund, the Tributary Short/Intermediate Bond Fund, the Tributary Small Company Fund, the Tributary Income Fund, the Tributary Large Cap Growth Fund, the Tributary Balanced Fund, and the Tributary Growth Opportunities Fund, (each, a “Fund” and collectively, the “Funds”), (2) Tributary Capital Management, LLC, a Colorado limited liability company (“Tributary”), and (3) First National Bank, a national banking association having its principal place of business at 205 West Oak Street, Fort Collins, CO 80521, on behalf of its division, First National Fund Advisers (“FNFA,” together with Tributary and the Funds, the “Parties”).
AMENDED AND RESTATED FEE APPORTIONMENT AGREEMENTFee Apportionment Agreement • July 26th, 2013 • Tributary Funds, Inc.
THIS AMENDED AND RESTATED FEE APPORTIONMENT AGREEMENT (the “Agreement”) is made as of January 31, 2013 by and among: (1) Tributary Funds, Inc., a registered open-end management investment company organized as a Nebraska corporation having its principal place of business at 1620 Dodge Street, Omaha, NE 68197 (the “Company”), on behalf of the Tributary Small Company Fund, the Tributary Balanced Fund, and the Tributary Growth Opportunities Fund, (each, a “Fund” and collectively, the “Funds”), (2) Tributary Capital Management, LLC, a Colorado limited liability company (“Tributary”), and (3) First National Bank, a national banking association having its principal place of business at 205 West Oak Street, Fort Collins, CO 80521, on behalf of its division, First National Fund Advisers (“FNFA,” together with Tributary and the Funds, the “Parties”).
