C&Co Europe Acquisition LLC c/o Erica Delforno The Bancorp New York, NY 10019Share Purchase Agreement • March 10th, 2017 • Institutional Financial Markets, Inc. • Security brokers, dealers & flotation companies
Reference is made to the Share Purchase Agreement by and between IFMI, LLC, a Delaware limited liability company (“Seller”), and C&Co Europe Acquisition LLC, a Delaware limited liability company (“Buyer”), dated August 19, 2014 (as amended by that certain letter (the “First Extension”) from Seller to Buyer dated March 26, 2015 and again by that certain letter (the “Second Extension”) from Seller to Buyer dated June 30, 2015 (the “Agreement”). The transactions contemplated by the Agreement have not been consummated and, as the Transaction Deadline (as defined in the Agreement) has passed, Buyer desires to exercise its right to terminate the Agreement in accordance with its terms.
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • March 10th, 2017 • Institutional Financial Markets, Inc. • Security brokers, dealers & flotation companies • New York
This SECURITIES PURCHASE AGREEMENT (the “Agreement”) is dated as of the 10th day of March, 2017 (the “Effective Date”), by and among IFMI, LLC, a Delaware limited liability company (the “Company”), DGC Family Fintech Trust, a trust established by Daniel G. Cohen (“Buyer”), and solely for purposes of Article VI and Sections 7.3, 7.4, 7.5, and 7.6, Institutional Financial Markets, Inc., a Maryland corporation (the “Parent”).
