FORM OF INVESTMENT ADVISORY AGREEMENT Orinda Income Opportunities FundInvestment Advisory Agreement • May 1st, 2017 • RBB Fund, Inc. • Delaware
AGREEMENT made as of , 2017 between THE RBB FUND, INC., a Maryland corporation (herein called the “Fund”), and ORINDA ASSET MANAGEMENT, LLC, a Delawary limited liability company (herein called the “Investment Adviser”).
FORM OF DISTRIBUTION AGREEMENTForm of Distribution Agreement • May 1st, 2017 • RBB Fund, Inc. • Delaware
THIS AGREEMENT is effective as of May 1, 2017, by and between The RBB Fund, Inc., a Maryland corporation (the “Company”) and Quasar Distributors, LLC, a Delaware limited liability company (the “Distributor”). Orinda Asset Management, LLC, an investment advisor to the Company (the “Advisor”), is a party hereto with respect to Sections 3 F. and 6 only.
FORM OF EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENTExpense Limitation and Reimbursement Agreement • May 1st, 2017 • RBB Fund, Inc. • Delaware
THIS EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENT (the “Agreement”) is effective as of the 28th day of April, 2017 by and between Orinda Asset Management LLC (the “Adviser”) and The RBB Fund, Inc., (the “Company”), on behalf of its series, the Orinda Income Opportunities Fund (the “Fund”).
FORM OF SECOND AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • May 1st, 2017 • RBB Fund, Inc.
THIS SECOND AMENDMENT, effective as of May 1, 2017, to the Custody Agreement dated as of June 30, 2016, further amended effective June 30, 2016 (the “Agreement”), is entered into by and between THE RBB FUND, INC., a Maryland corporation, (the “Company”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
FORM OF SECOND AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • May 1st, 2017 • RBB Fund, Inc.
THIS SECOND AMENDMENT, effective as of May 1, 2017, to the Fund Accounting Servicing Agreement, dated as of June 30, 2016, further amended effective June 30, 2016 (the “Agreement”), is entered into by and between THE RBB FUND, INC., a Maryland corporation, (the “Company”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
FORM OF SECOND AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENTAdministration Servicing Agreement • May 1st, 2017 • RBB Fund, Inc.
THIS SECOND AMENDMENT, effective as of May 1, 2017, to the Fund Administration Servicing Agreement, dated as of June 30, 2016, further amended effective June 30, 2016 (the “Agreement”), is entered into by and between THE RBB FUND, INC., a Maryland corporation, (the “Company”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
SECOND AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • May 1st, 2017 • RBB Fund, Inc.
THIS SECOND AMENDMENT, effective as of May 1, 2017, to the Transfer Agent Servicing Agreement, dated as of June 30, 2016 (the “Agreement”), further amended affective June 30, 2016, is entered into by and between THE RBB FUND, INC., a Maryland corporation, (the “Company”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
FORM OF PURCHASE AGREEMENTForm of Purchase Agreement • May 1st, 2017 • RBB Fund, Inc.
The RBB Fund, Inc. (the “Company”), a Maryland corporation, and Orinda Asset Management LLC (“Orinda”), intending to be legally bound, hereby agree with each other as follows:
