SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • February 26th, 2019 • Castle Creek Capital Partners V, LP • State commercial banks • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of August 10, 2015, by and among Bridgewater Bancshares, Inc., a Minnesota corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser”, and collectively, the “Purchasers”).
Bridgewater Bancshares, Inc.Securities Purchase Agreement • February 26th, 2019 • Castle Creek Capital Partners V, LP • State commercial banks • Minnesota
Reference is made to the Securities Purchase Agreement by and between Bridgewater Bancshares, Inc., a Minnesota corporation (the “Corporation”), and Castle Creek Capital Partners V, LP, a Delaware limited partnership (the “VCOC Investor”), dated as of September 1, 2015 (the “Agreement”), pursuant to which the VCOC Investor agreed to purchase from the Corporation shares of its voting common stock, $0.01 par value per share (the “Common Stock”), and shares of its non-voting common stock, $0.01 par value per share (the “Non-Voting Common Stock” and, together with the Common Stock, the “Securities”). Capitalized terms used herein without definition shall have the respective meanings in the Agreement.
JOINT FILING AGREEMENTJoint Filing Agreement • February 26th, 2019 • Castle Creek Capital Partners V, LP • State commercial banks
The undersigned hereby agree that this Schedule 13D, dated February 26, 2019, with respect to the common stock, par value $0.01 per share, of Bridgewater Bancshares, Inc., a Minnesota corporation, is, and any amendments hereto signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended.
