0001104659-19-047567 Sample Contracts

Subscription Agent Agreement Between Source Capital And Computershare Trust Company, N.A. And Computershare Inc.
Subscription Agent Agreement • August 28th, 2019 • Source Capital Inc /De/ • New York

This SUBSCRIPTION AGENT AGREEMENT (this “Agreement”), dated as of [DATE] (the “Effective Date”), is by and between Source Capital, a [STATE] corporation (“Company”), and Computershare Trust Company, N.A., a federally chartered trust company (“Trust Company”), and Computershare Inc., a Delaware corporation (“Computershare”, and together with Trust Company, “Agent”).

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Source Capital, Inc. C/o First Pacific Advisors, LP 11601 Wilshire Boulevard, Suite 1200 Los Angles, California 90025 Attn: Mr. / Ms. RE: — Source Capital, Inc. Transferable Rights Offer Dear Mr. / Ms.: This will serve as the Agreement between AST...
Information Agent Agreement • August 28th, 2019 • Source Capital Inc /De/ • New York

(The “Client”), pursuant to which AST Fund Solutions will serve the Client as Information Agent for a Transferable Rights Offer (the “Offer”) for the Client.

TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENT by and between: SOURCE CAPITAL, INC. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC Dated: October 31, 2013
Transfer Agency and Registrar Services Agreement • August 28th, 2019 • Source Capital Inc /De/ • New York

This Transfer Agency and Registrar Services Agreement (the “Agreement”), dated as of October 31, 2013 is between Source Capital, Inc., a Delaware corporation (the “Company”) and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (“AST”).

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