SUB-ADVISORY AGREEMENTSub-Advisory Agreement • October 28th, 2019 • Hartford Schroders Opportunistic Income Fund • New York
THIS SUB-ADVISORY AGREEMENT (this “Agreement”) is made as of September 30, 2019 by and between Hartford Funds Management Company, LLC (“Adviser”), a Delaware limited liability company, and Schroder Investment Management North America Inc. (“Sub-Adviser”).
FORM OF EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • October 28th, 2019 • Hartford Schroders Opportunistic Income Fund
THIS EXPENSE LIMITATION AGREEMENT, effective as of October 1, 2019 (the “Agreement”), is between Hartford Schroders Opportunistic Income Fund (the “Fund”) and Hartford Funds Management Company, LLC (the “Adviser”).
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • October 28th, 2019 • Hartford Schroders Opportunistic Income Fund • New York
This Agreement is made by and between Hartford Funds Management Company, LLC, a Delaware limited liability company (the “Adviser”), and the Hartford Schroders Opportunistic Income Fund, a Delaware statutory trust (the “Fund”), on its own behalf.
SERVICING AGREEMENTServicing Agreement • October 28th, 2019 • Hartford Schroders Opportunistic Income Fund • New York
THIS SERVICING AGREEMENT (this “Agreement”) dated as of October 1, 2019 and effective with respect to each Loan as of its respective Servicing Transfer Date, is between HARTFORD SCHRODERS OPPORTUNISTIC INCOME FUND, a Delaware statutory trust, as Lender (the “Lender”), and A10 CAPITAL, LLC, a Delaware limited liability company, as servicer (the “Servicer”).
FORM OF ADDENDUM TO MUTUAL FUND SELLING AGREEMENTSelling Agreement • October 28th, 2019 • Hartford Schroders Opportunistic Income Fund
This Addendum (the “Addendum”) to the Mutual Fund Selling Agreement is entered into between Hartford Funds Distributors, LLC (“Distributor”), a Delaware limited liability company, and the undersigned dealer (“Dealer”) as of the __ day of ___________, 2019.
