SUB-ADVISORY AGREEMENTSub-Advisory Agreement • January 14th, 2021 • Hartford Schroders Opportunistic Income Fund • New York
THIS SUB-ADVISORY AGREEMENT (this “Agreement”) is made as of September 30, 2019 by and between Hartford Funds Management Company, LLC (“Adviser”), a Delaware limited liability company, and Schroder Investment Management North America Inc. (“Sub-Adviser”).
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • October 28th, 2019 • Hartford Schroders Opportunistic Income Fund • New York
This Agreement is made by and between Hartford Funds Management Company, LLC, a Delaware limited liability company (the “Adviser”), and the Hartford Schroders Opportunistic Income Fund, a Delaware statutory trust (the “Fund”), on its own behalf.
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • January 8th, 2020 • Hartford Schroders Opportunistic Income Fund
THIS EXPENSE LIMITATION AGREEMENT, effective as of October 1, 2019 (the “Agreement”), is between Hartford Schroders Opportunistic Income Fund (the “Fund”) and Hartford Funds Management Company, LLC (the “Adviser”).
THE HARTFORD MUTUAL FUNDS SELLING AGREEMENTSelling Agreement • December 30th, 2020 • Hartford Schroders Opportunistic Income Fund • New York
HARTFORD FUNDS DISTRIBUTORS, LLC (the “Distributor”) as principal underwriter or distributor and exclusive selling agent for the shares of THE HARTFORD MUTUAL FUNDS, INC. and THE HARTFORD MUTUAL FUNDS II, INC. (each a “Company”), each comprised of separate series (to which additional series may be added by the respective Company from time to time) listed on the attached Appendix A (each; a “Fund” and, collectively, the “Funds”) understands that you, the undersigned dealer firm, are a member in good standing of the Financial Industry Regulatory Authority (“FINRA”), and, on the basis of such understanding, invites you to become a member of the Selling Group to distribute shares of the Funds on the following terms.
SERVICING AGREEMENTServicing Agreement • October 28th, 2019 • Hartford Schroders Opportunistic Income Fund • New York
THIS SERVICING AGREEMENT (this “Agreement”) dated as of October 1, 2019 and effective with respect to each Loan as of its respective Servicing Transfer Date, is between HARTFORD SCHRODERS OPPORTUNISTIC INCOME FUND, a Delaware statutory trust, as Lender (the “Lender”), and A10 CAPITAL, LLC, a Delaware limited liability company, as servicer (the “Servicer”).
AMENDMENT NUMBER 12 TO THE PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • December 30th, 2020 • Hartford Schroders Opportunistic Income Fund • New York
This Amendment Number 12 (the “Amendment”) to the Principal Underwriting Agreement is made as of this 30th day of September, 2019, by and between Hartford Funds Distributors, LLC (formerly known as Hartford Investment Financial Services, LLC), The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc. on behalf each Fund listed on Schedule A.
AMENDMENT TEN TO FUND ACCOUNTING AGREEMENTFund Accounting Agreement • December 30th, 2020 • Hartford Schroders Opportunistic Income Fund
This Amendment Ten (the “Amendment”) to the Fund Accounting Agreement is made as of this 30 day of September, 2019, by and among Hartford Funds Management Company, LLC, a Delaware limited liability company, and each of The Hartford Mutual Funds, Inc., The Hartford Mutual Funds II, Inc., Hartford Series Fund, Inc., and Hartford HLS Series Fund II, Inc. on behalf of their respective series listed on Schedule A (together with the series listed on Schedule A, the “Funds”).
AMENDMENT NUMBER 4 TO CUSTODIAN AGREEMENTCustodian Agreement • December 30th, 2020 • Hartford Schroders Opportunistic Income Fund
This Amendment Number 4 (the “Amendment”) to the Custodian Agreement by and between each Fund listed on Appendix A hereto (the “Funds”) and State Street Bank and Trust Company (the “Custodian”) is made as of this 30 day of September 2019.
FORM OF ADDENDUM TO MUTUAL FUND SELLING AGREEMENTMutual Fund Selling Agreement • October 28th, 2019 • Hartford Schroders Opportunistic Income Fund
This Addendum (the “Addendum”) to the Mutual Fund Selling Agreement is entered into between Hartford Funds Distributors, LLC (“Distributor”), a Delaware limited liability company, and the undersigned dealer (“Dealer”) as of the __ day of ___________, 2019.
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • January 11th, 2021 • Hartford Schroders Opportunistic Income Fund • New York
This Agreement is made by and between Hartford Funds Management Company, LLC, a Delaware limited liability company (the "Adviser"), and the Hartford Schroders Opportunistic Income Fund, a Delaware statutory trust (the "Fund"), on its own behalf.
