INDEMNIFICATION AGREEMENTIndemnification Agreement • January 16th, 2020 • Trinity Capital Inc. • Maryland
THIS INDEMNIFICATION AGREEMENT (this “Agreement”) is made and entered into this day of _______ 20__, by and between Trinity Capital Inc., a Maryland corporation (the “Company”), and the undersigned (“Indemnitee”).
TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • January 16th, 2020 • Trinity Capital Inc. • New York
THIS TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENT (this “Agreement”), dated as of November 1, 2019 (the “Effective Date”), is entered into by and between TRINITY CAPITAL INC, a Maryland corporation (the “Company”), and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, a New York limited liability trust company (“AST”; together with the Company, the “Parties”; each, the “Party”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • January 16th, 2020 • Trinity Capital Inc. • New York
This Agreement is made pursuant to the Purchase/Placement Agreement, dated as of January 8, 2020 (the “Purchase/Placement Agreement”), between the Company and KBW, in connection with the sale and purchase or placement of an aggregate of 7,000,000 shares of the Company’s Common Stock, par value $0.001 per share (“Common Stock”). In order to induce KBW to enter into the Purchase/Placement Agreement, the Company has agreed to provide the registration rights provided for in this Agreement to the Holders. The execution of this Agreement is a condition to the closing of the transactions contemplated by the Purchase/Placement Agreement.
REGISTRATION RIGHTS AGREEMENT by and between Trinity Capital Inc. and Keefe, Bruyette & Woods, Inc. Dated as of January 16, 2020Registration Rights Agreement • January 16th, 2020 • Trinity Capital Inc. • New York
This Agreement is made pursuant to the Purchase Agreement, dated as of January 8, 2020 (the “Purchase Agreement”), between the Company and the Initial Purchaser (i) for the benefit of the Initial Purchaser and (ii) for the benefit of the holders from time to time of the Registrable Notes, including the Initial Purchaser. In order to induce the Initial Purchaser to purchase the Notes, the Company has agreed to provide the registration rights set forth in this Agreement. The execution and delivery of this Agreement is a condition to the obligations of the Initial Purchaser as set forth in Section 6(h) of the Purchase Agreement. The parties hereby agree as follows:
SECURITY AGREEMENT by and among The Grantors referred to herein, as Grantors and CREDIT SUISSE AG, NEW YORK BRANCH, as agent for the Lenders Dated as of January 8, 2020 SECURITY AGREEMENTSecurity Agreement • January 16th, 2020 • Trinity Capital Inc. • New York
This SECURITY AGREEMENT (this “Security Agreement”), dated as of January 8, 2020, is entered into by and among each of the signatories designated as a Grantor on the signature pages hereto, but subject to removal pursuant to Section 2.1 hereof (each a “Grantor” and collectively, the “Grantors”) and CREDIT SUISSE AG, NEW YORK BRANCH, as Agent (the “Agent”) on behalf of the Secured Parties (as defined in the Credit Agreement referred to below).
FIRST SUPPLEMENTAL INDENTURE between TRINITY CAPITAL INC. and as Trustee Dated as of January 16, 2020 FIRST SUPPLEMENTAL INDENTURESupplemental Indenture • January 16th, 2020 • Trinity Capital Inc. • New York
THIS FIRST SUPPLEMENTAL INDENTURE (this “First Supplemental Indenture”), dated as of January 16, 2020, is between Trinity Capital Inc., a Maryland corporation (the “Company”), and U.S. Bank National Association, as trustee (the “Trustee”). All capitalized terms used herein shall have the meaning set forth in the Base Indenture (as defined below) unless otherwise defined herein.
Custodial Agreement among Wells Fargo Bank, National Association, as Custodian Trinity Funding 1, LLC, Trinity Funding 2, LLC Trinity Funding 3, LLC, Trinity Capital Fund II, L.P., Trinity Capital Fund III, L.P., each as Borrower Trinity Management...Custodial Agreement • January 16th, 2020 • Trinity Capital Inc.
This Custodial Agreement (this “Custodial Agreement”), dated January 8, 2020, is by and among TRINITY FUND 1, LLC, a Delaware limited liability company (“SPE 1”), TRINITY FUND 2, LLC, a Delaware limited liability company (“SPE 2”), TRINITY FUND 3, LLC, a Delaware limited liability company (“SPE 3”), TRINITY CAPITAL FUND II, L.P., a Delaware limited partnership (“Fund II”), TRINITY CAPITAL FUND III, L.P., a Delaware limited partnership (“Fund III” and together with Fund II, the “Funds” and each a “Fund” and the Funds together with SPE 1, SPE 2, SPE 3, each a “Borrower” and collectively, the “Borrowers”, provided, that on and after the Fund II License Surrender Date, all references to Borrower or Borrowers shall automatically exclude Fund II, on and after the Fund III License Surrender Date, all references to Borrower or Borrowers shall automatically exclude Fund III, and following the License Surrender Dates, all references to Borrower or Borrowers shall only mean the SPE Borrowers, and
SALE AND CONTRIBUTION AGREEMENTSale and Contribution Agreement • January 16th, 2020 • Trinity Capital Inc. • New York
THIS SALE AND CONTRIBUTION AGREEMENT dated as of January 8, 2020 (this “Agreement”), is entered into by and between Trinity Capital Fund IV, L.P., as depositor (the “Depositor”) and Trinity Funding 1, LLC (“SPE 1”).
Trinity Funding 1, Llc, Trinity Funding 2, Llc, Trinity Funding 3, Llc, Trinity Capital Fund Ii, L.P., And Trinity Capital Fund Iii, L.P., As Borrowers Trinity Management Iv, Llc As Servicer Wells Fargo Bank, National Association As Back- Up Servicer...Servicing Agreement • January 16th, 2020 • Trinity Capital Inc. • New York
Custody And Account Agreement dated as of January 8, 2020 by and between Trinity Capital, Inc. (“Company”) and Wells Fargo Bank, National Association (“Account Bank” and “Document Custodian”)Custody and Account Agreement • January 16th, 2020 • Trinity Capital Inc. • New York
This Custody And Account Agreement (this “Agreement”) is dated as of January 8, 2020 and is by and between Trinity Capital, Inc. (and any successor or permitted assign), a Maryland corporation, as Company (along with any successor or permitted assign, the “Company”), and Wells Fargo Bank, National Association (“Wells Fargo”) (or any successor or permitted assign acting hereunder), a national banking association, as Account Bank (in such capacity, along with any successor or permitted assign acting as Account Bank hereunder, the “Account Bank”) and as Document Custodian, acting through its Document Custody division (in such capacity, along with any successor or permitted assign acting as Account Bank hereunder, the “Document Custodian”).
