FORM OF SUB-ADVISORY AGREEMENTSub-Advisory Agreement • February 28th, 2020 • Hartford Mutual Funds Ii Inc • New York
THIS SUB-ADVISORY AGREEMENT (this “Agreement”) is made as of October 19, 2016 by and between Hartford Funds Management Company, LLC (“Adviser”), a Delaware limited liability company, and Schroder Investment Management North America Inc. (“Sub-Adviser”).
AMENDED AND RESTATED TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • February 28th, 2020 • Hartford Mutual Funds Ii Inc • Delaware
This Amended and Restated Transfer Agency Agreement (this “Agreement”) is made as of the 28th day of February 2020, by and among The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc., each, a Maryland corporation, and Hartford Schroders Opportunistic Income Fund (the “Interval Fund”), a Delaware statutory trust (together with The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc., the “Funds”), each having its principal office and place of business at 690 Lee Road, Wayne, PA 19087, and Hartford Administrative Services Company (“HASCO”), a Minnesota corporation and a wholly subsidiary of Hartford Funds Management Group, Inc., a Delaware corporation, each of which has its principal office and place of business at 690 Lee Road, Wayne, PA 19087. This Agreement is intended to take effect as if entered into among the Funds on behalf of each of their series (each a “Portfolio”) and classes of shares of common stock or beneficial interests, as the case may be (
FORM OF AMENDMENT TEN TO FUND ACCOUNTING AGREEMENTFund Accounting Agreement • February 28th, 2020 • Hartford Mutual Funds Ii Inc
This Amendment Ten (the “Amendment”) to the Fund Accounting Agreement is made as of this 30 day of September, 2019, by and among Hartford Funds Management Company, LLC, a Delaware limited liability company, and each of The Hartford Mutual Funds, Inc., The Hartford Mutual Funds II, Inc., Hartford Series Fund, Inc., and Hartford HLS Series Fund II, Inc. on behalf of their respective series listed on Schedule A (together with the series listed on Schedule A, the “Funds”).
FORM OF AMENDMENT ELEVEN TO FUND ACCOUNTING AGREEMENTFund Accounting Agreement • February 28th, 2020 • Hartford Mutual Funds Ii Inc
This Amendment Eleven (the “Amendment”), effective January 1, 2020 (the “Effective Date”), amends that certain Fund Accounting Agreement, dated December 31, 2014, by and between Hartford Funds Management Company, LLC (the “Fund Accountant”) and the Funds listed on Schedule A thereto (the “Funds”) (the “Fund Accounting Agreement”).
FORM OF AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • February 28th, 2020 • Hartford Mutual Funds Ii Inc
THIS AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT, as amended and restated on February 28, 2020 (the “Agreement”), is between The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc. (each a “Company”) on behalf of each Company’s series (each a “Fund” and collectively, the “Funds”) and Hartford Funds Management Company, LLC (the “HFMC”) on behalf of itself and its wholly owned subsidiary, Lattice Strategies LLC (“Lattice”).
THIRD AMENDMENT TO SUB-SUBADVISORY AGREEMENTSub-Subadvisory Agreement • February 28th, 2020 • Hartford Mutual Funds Ii Inc
This Third Amendment to the Sub-SubAdvisory Agreement by and between Schroder Investment Management North America Inc. (“SIMNA”) and Schroder Investment Management North America Limited (“SIMNA Limited”) is effective as of August 7, 2019.
SUB-SUBADVISORY AGREEMENTSub-Subadvisory Agreement • February 28th, 2020 • Hartford Mutual Funds Ii Inc • New York
THIS AGREEMENT is made as of this 19th day of October, 2016, among SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC., (“SIMNA”), a corporation organized under the laws of the State of Delaware with its principal place of business at 875 Third Avenue, 22nd Floor, New York 10022, and SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LIMITED (“SIMNA Limited”), a UK corporation with its principal place of business at 31 Gresham Street, London, UK EC2V 7QA.
AMENDMENT NUMBER 2 TO CUSTODIAN AGREEMENTCustodian Agreement • February 28th, 2020 • Hartford Mutual Funds Ii Inc
This Amendment Number 2 (the “Amendment”) to the Custodian Agreement by and between each Fund listed on Appendix A hereto (the “Funds”) and State Street Bank and Trust Company (the “Custodian”) is made as of this 27th day of September 2017.
AMENDMENT NUMBER 12 TO THE PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • February 28th, 2020 • Hartford Mutual Funds Ii Inc • New York
This Amendment Number 12 (the “Amendment”) to the Principal Underwriting Agreement is made as of this 30th day of September, 2019, by and between Hartford Funds Distributors, LLC (formerly known as Hartford Investment Financial Services, LLC), The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc. on behalf each Fund listed on Schedule A.
AMENDMENT NUMBER 3 TO SUB-ADVISORY AGREEMENTSub-Advisory Agreement • February 28th, 2020 • Hartford Mutual Funds Ii Inc
This Amendment Number 3 (the “Amendment”) amends that certain Sub-Advisory Agreement dated October 19, 2016 (the “Agreement”) by and between Hartford Funds Management Company, LLC (the “Adviser”), on behalf of The Hartford Mutual Funds II, Inc. series listed on Schedule A attached hereto (each a “Fund” and collectively, the “Funds”), and Schroder Investment Management North America Inc. (the “Sub-Adviser”) and is effective as of November 1, 2019.
