RIVERVIEW FINANCIAL CORPORATION REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • April 20th, 2020 • Castle Creek Capital Partners VI, LP • National commercial banks • Pennsylvania
This Registration Rights Agreement (this “Agreement”) is made and entered into as of January 20, 2017, by and among Riverview Financial Corporation, a Pennsylvania corporation (the “Company”), and the purchaser(s) signatory hereto (each a “Registration Rights Purchaser” and collectively, the “Registration Rights Purchasers”).
EXCHANGE AGREEMENT by and between RIVERVIEW FINANCIAL CORPORATION and CASTLE CREEK CAPITAL PARTNERS VI, LP Dated as of April 15, 2020Exchange Agreement • April 20th, 2020 • Castle Creek Capital Partners VI, LP • National commercial banks • Delaware
This EXCHANGE AGREEMENT (this “Agreement”) is made and entered into as of April 15, 2020 by and between Riverview Financial Corporation, a Pennsylvania corporation (the “Company”), and Castle Creek Capital Partners VI, LP, a Delaware limited partnership (the “Investor”).
January 20, 2017Stock Purchase Agreement • April 20th, 2020 • Castle Creek Capital Partners VI, LP • National commercial banks • Pennsylvania
January 20, 2017Side Letter Agreement • April 20th, 2020 • Castle Creek Capital Partners VI, LP • National commercial banks • Pennsylvania
Reference is made to that certain Stock Purchase Agreement, dated as of January 17, 2017 (the “Purchase Agreement”), between Riverview Financial Corporation, a Pennsylvania corporation (the “Company”), Castle Creek Capital Partners, VI, L.P. (“Castle Creek”) and the other purchasers identified on the signature pages thereto (together with Castle Creek, the “Purchasers”). In connection with the execution and delivery of the Purchase Agreement, the Company and Castle Creek are contemporaneously entering into this agreement (the “Side Letter Agreement”) and, as such, the parties hereto acknowledge and agree that this Side Letter Agreement shall remain in full force and effect notwithstanding the execution and delivery of the Purchase Agreement. Capitalized terms used herein and not otherwise defined herein shall have the meanings ascribed to such terms in the Purchase Agreement.
JOINT FILING AGREEMENTJoint Filing Agreement • April 20th, 2020 • Castle Creek Capital Partners VI, LP • National commercial banks
The undersigned hereby agree that this Schedule 13D, dated April 20, 2020, with respect to the common stock, no par value, of Riverview Financial Corporation, a Pennsylvania corporation, is, and any amendments hereto signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended.
