YIELDSTREET PRISM FUND INC. A Maryland Corporation SUBSCRIPTION AGREEMENTSubscription Agreement • July 10th, 2020 • YieldStreet Prism Fund Inc. • New York
THE COMMON STOCK (THE “SHARES”) OFFERED BY THE COMPANY SUBJECT TO THIS SUBSCRIPTION AGREEMENT (THIS “SUBSCRIPTION AGREEMENT”) MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED, PLEDGED OR HYPOTHECATED TO ANY PERSON AT ANY TIME IN A MANNER INCONSISTENT WITH THE TERMS OF THE SHARES AS SET FORTH IN THIS SUBSCRIPTION AGREEMENT, THE ARTICLES OF INCORPORATION OF THE COMPANY CURRENTLY IN EFFECT AND THE BYLAWS OF THE COMPANY CURRENTLY IN EFFECT. ANY CAPITALIZED TERMS NOT DEFINED HEREIN SHALL HAVE THE MEANING GIVEN TO SUCH TERMS IN THE PROSPECTUS, DATED AS OF MAY 11, 2020 (AS AMENDED AND SUPPLEMENTED AS OF THE DATE HEREOF, THE “PROSPECTUS”) AND STATEMENT OF ADDITIONAL INFORMATION, DATED AS OF MAY 11, 2020 (AS AMENDED AND SUPPLEMENTED AS OF THE DATE HEREOF, THE “SAI”), IN EACH CASE IN THE FORM MADE AVAILABLE TO THE UNDERSIGNED PURCHASER VIA YIELDSTREET INC.’S ONLINE PLATFORM AT WWW.YIELDSTREET.COM (THE “PLATFORM”) AS OF THE TIME OF THE EXECUTION OF THIS SUBSCRIPTION AGREEMENT.
AMENDMENT TWOServices Agreement • July 10th, 2020 • YieldStreet Prism Fund Inc.
This Amendment Two (“Amendment”) to the Services Agreement is made effective as of March 4, 2020 (the “Effective Date”) between SS&C, Funds, and Management. Capitalized terms not otherwise defined in this Amendment shall have the meanings ascribed to them in the Services Agreement. Funds, Management and SS&C each may be referred to individually as a “Party” or collectively as “Parties.”
