EXCHANGE AGREEMENT by and between PATHFINDER BANCORP, INC. and CASTLE CREEK CAPITAL PARTNERS VII, LP Dated as of November 13, 2020Exchange Agreement • November 17th, 2020 • Castle Creek Capital Partners VII, LP • State commercial banks • Delaware
This EXCHANGE AGREEMENT is made and entered into as of November 13, 2020 (this “Agreement”) by and between Pathfinder Bancorp, Inc., a Maryland corporation (the “Company”), and Castle Creek Capital Partners VII, LP, a Delaware limited partnership (the “Investor”).
JOINT FILING AGREEMENTJoint Filing Agreement • November 17th, 2020 • Castle Creek Capital Partners VII, LP • State commercial banks
The undersigned hereby agree that this Schedule 13D, dated November 17, 2020, with respect to the common stock, par value $0.01 per share, of Pathfinder Bancorp, Inc., a Maryland corporation, is, and any amendments hereto signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended.
