STRUCTURING FEE AGREEMENTStructuring Fee Agreement • November 23rd, 2020 • PGIM Short Duration High Yield Opportunities Fund • New York
Reference is made to the Underwriting Agreement dated November 24, 2020 (the “Underwriting Agreement”), by and among PGIM Short Duration High Yield Opportunities Fund (the “Fund”), PGIM Investments LLC (the “Investment Manager”), PGIM, Inc., PGIM Limited and each of the Underwriters named therein (the “Underwriters”), severally, with respect to the issue and sale of the Fund’s common shares of beneficial interest, par value $0.001 (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
STRUCTURING AND SYNDICATION FEE AGREEMENTStructuring and Syndication Fee Agreement • November 23rd, 2020 • PGIM Short Duration High Yield Opportunities Fund • New York
This agreement is between PGIM Investments LLC (the “Company”) and Morgan Stanley & Co. LLC (“Morgan Stanley”) with respect to PGIM Short Duration High Yield Opportunities Fund (the “Fund”).
FEE AGREEMENTFee Agreement • November 23rd, 2020 • PGIM Short Duration High Yield Opportunities Fund • New York
Reference is made to the Underwriting Agreement dated November 24, 2020 (the “Underwriting Agreement”), by and among PGIM Short Duration High Yield Opportunities Fund (the “Fund”), PGIM Investments LLC (the “Adviser”), PGIM Inc., PGIM Limited and each of the Underwriters named therein (the “Underwriters”), severally, with respect to the issue and sale of the Fund’s common shares of beneficial interest, par value $0.001 (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
FEE AGREEMENTFee Agreement • November 23rd, 2020 • PGIM Short Duration High Yield Opportunities Fund • New York
Reference is made to the Underwriting Agreement dated November 24, 2020 (the “Underwriting Agreement”), by and among PGIM Short Duration High Yield Opportunities Fund (the “Fund”), PGIM Investments LLC (the “Adviser”), PGIM, Inc., PGIM Limited and each of the Underwriters named therein, with respect to the issue and sale of the Fund’s common shares of beneficial interest (the “Offering”), as described therein. Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
