REZOLUTE, INC. Issuer AND [TRUSTEE], Trustee INDENTURE Dated as of _______, 20__ Debt SecuritiesIndenture • December 18th, 2020 • Rezolute, Inc. • Pharmaceutical preparations • New York
Contract Type FiledDecember 18th, 2020 Company Industry JurisdictionWhereas, for its lawful corporate purposes, the Company has duly authorized the execution and delivery of this Indenture to provide for the issuance of debt securities (hereinafter referred to as the “Securities”), in an unlimited aggregate principal amount to be issued from time to time in one or more series as in this Indenture provided, as registered Securities without coupons, to be authenticated by the certificate of the Trustee;
REZOLUTE, INC. COMMON STOCK EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • December 18th, 2020 • Rezolute, Inc. • Pharmaceutical preparations • New York
Contract Type FiledDecember 18th, 2020 Company Industry JurisdictionRezolute, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with Oppenheimer & Co. Inc., as follows: