TRINITY CAPITAL INC. [•] Shares of Common Stock UNDERWRITING AGREEMENT January [•], 2021 UNDERWRITING AGREEMENTUnderwriting Agreement • January 21st, 2021 • Trinity Capital Inc. • New York
Pursuant to the terms and conditions of this Underwriting Agreement (this “Agreement”), Trinity Capital Inc., a Maryland corporation (the “Company”), and certain stockholders of the Company listed on Schedule A-1 hereto (the “Selling Stockholders”), each propose to sell to you, Keefe, Bruyette & Woods, Inc. (“KBW”), Wells Fargo Securities, LLC (“Wells Fargo”), UBS Securities LLC (“UBS”) and each of the other underwriters named in Schedule A-2 hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom KBW, Wells Fargo and UBS are acting as representatives (in such capacity, the “Representatives”), shares (the “Initial Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”) in the respective number of shares set forth opposite the names of the Company and each Selling Stockholder on Schedule A-1 hereto. The Company also proposes to grant to the Underwriters the
