Participation AgreementParticipation Agreement • April 16th, 2021 • PLAIC Variable Annuity Account S • California
FUND PARTICIPATION AGREEMENT Protective Life and Annuity Insurance Company Columbia Funds Variable Insurance Trust Columbia Management Investment Advisers, LLC and Columbia Management Investment Distributors, Inc. April 12, 2021Fund Participation Agreement • April 16th, 2021 • PLAIC Variable Annuity Account S • Massachusetts
THIS AGREEMENT, made and entered into as of this 12 day of April, 2021, by and among PROTECTIVE LIFE AND ANNUITY INSURANCE COMPANY (the “Company”), an Alabama life insurance company, on its own behalf and on behalf of its separate accounts (the “Accounts”); COLUMBIA FUNDS VARIABLE INSURANCE TRUST, an open-end management investment company organized under the laws of Massachusetts (the “Fund”); COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC (the “Adviser”), a Minnesota limited liability company; and COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (the “Distributor”), a Delaware corporation.
FUND PARTICIPATION AGREEMENTFund Participation Agreement • April 16th, 2021 • PLAIC Variable Annuity Account S • New York
THIS AGREEMENT is effective as of December 1, 2020 (the “Effective Date”), by and among each of BLACKROCK VARIABLE SERIES FUNDS, INC. AND BLACKROCK VARIABLE SERIES FUNDS II, Inc., each an open-end management investment company (each, the “Fund”), BLACKROCK INVESTMENTS, LLC (“BRIL” or the “Underwriter”), a broker-dealer registered as such under the Securities Exchange Act of 1934, as amended (the “1934 Act”), Protective Life and Annuity Insurance Company, a life insurance company organized under the laws of the state of Tennessee (the “Company”), on its own behalf and on behalf of each separate account of the Company set forth on Schedule A, as may be amended from time to time (each separate account hereinafter referred to individually as an “Account” and collectively as the “Accounts”).
FUND PARTICIPATION AGREEMENT Schwab Annuity PortfoliosFund Participation Agreement • April 16th, 2021 • PLAIC Variable Annuity Account S • California
THIS AGREEMENT, made and entered into as of this 9th day of November, 2020 by and among Protective Life and Annuity Insurance Company (“Company”), on its own behalf and on behalf of each of its segregated asset accounts named on Schedule A (the "Account"); SCHWAB ANNUITY PORTFOLIOS, a business trust organized under the laws of Massachusetts ("Fund"); and CHARLES SCHWAB & CO., INC., a California corporation ("Schwab” or the ”Distributor") (each a “Party,” and collectively, the “Parties”).
PARTICIPATION AGREEMENTParticipation Agreement • April 16th, 2021 • PLAIC Variable Annuity Account S • New York
THIS AGREEMENT, made and entered into as of the 16TH day of December, 2020 (“Agreement”), by and among Protective Life and Annuity Insurance Company, an Alabama life insurance company (“Insurer”) (on behalf of itself and each segregated asset account of the Company set forth in Schedule B, as may be amended from time to time (the “Separate Accounts”),); Investment Distributors, Inc., a Tennessee corporation (“Contracts Distributor”), the principal underwriter with respect to the Contracts referred to below; AllianceBernstein L.P., a Delaware limited partnership (“Adviser”), the investment adviser of the Fund referred to below; and AllianceBernstein Investments, Inc., a Delaware corporation (“Distributor”), the Fund’s principal underwriter (collectively, the “Parties”),
Participation Agreement Addendum Effective as of November 30, 2020Participation Agreement • April 16th, 2021 • PLAIC Variable Annuity Account S
Franklin Templeton Variable Insurance Products Trust (the “Trust”), Franklin/Templeton Distributors, Inc. (the “Underwriter,” and together with the Trust, “we,” “our,” or “us”), Protective Life Insurance Company, and Investment Distributors, Inc., your distributor (collectively, the “Company” “you” or “your”), on your behalf and on behalf of certain Accounts, (individually a “Party”, collectively, the “Parties”) have previously entered into a Participation Agreement dated November 30, 2020, as amended (the “Agreement”).
THIRD AMENDMENT TO PARTICIPATION AGREEMENTParticipation Agreement • April 16th, 2021 • PLAIC Variable Annuity Account S
THIS THIRD AMENDMENT TO PARTICIPATION AGREEMENT (the “Amendment”) is made as of the 30th day of November, 2020, by and among PROTECTIVE LIFE AND ANNUITY INSURANCE COMPANY, a life insurance company organized under the laws of the State of Tennessee (the ”Company”), acting herein for and on behalf of the Company and on behalf of each separate account set forth on attached Schedule A, as the same may be amended from time to time (the “Separate Accounts”); LEGG MASON PARTNERS VARIABLE EQUITY TRUST and LEGG MASON PARTNERS VARIABLE INCOME TRUST (each a “Fund”, collectively the “Funds”); LEGG MASON PARTNERS FUND ADVISOR, LLC (the “Advisor”); and LEGG MASON INVESTOR SERVICES, LLC (the “Distributor”), collectively (the “Parties”).
ContractShareholder Information Agreement • April 16th, 2021 • PLAIC Variable Annuity Account S
This Agreement is entered into on December 8, 2020, by and between T. Rowe Price Services, Inc. (“Services”), T. Rowe Price Investment Services, Inc., (“Investment Services”) (collectively “T. Rowe Price”) and Protective Life and Annuity Insurance Company (“Intermediary”).
PARTICIPATION AGREEMENT Among and PROTECTIVE LIFE AND ANNUITY INSURANCE COMPANYParticipation Agreement • April 16th, 2021 • PLAIC Variable Annuity Account S • Maryland
THIS AGREEMENT, made and entered into as of this 8th day of December, 2020 by and among Protective Life and Annuity Insurance Company (hereinafter, the "Company"), an Alabama insurance company, on its own behalf and on behalf of each segregated asset account of the Company (each account hereinafter referred to as the "Account"), and the undersigned funds, each, a corporation organized under the laws of Maryland (each hereinafter referred to as the "Fund") and T. Rowe Price Investment Services, Inc. (hereinafter the "Underwriter"), a Maryland corporation.
AMENDMENT TO THE PARTICIPATION AGREEMENT AMONG PROTECTIVE LIFE AND ANNUITY INSURANCE COMPANY, GOLDMAN SACHS VARIABLE INSURNACE TRUST AND GOLDMAN SACHS & CO. LLCThe Participation Agreement • April 16th, 2021 • PLAIC Variable Annuity Account S
THIS THIRD AMENDMENT TO THE PARTICIPATION AGREEMENT (the “Amendment”) is made as of this 12th day of April, 2021 by and between GOLDMAN SACHS VARIABLE INSURANCE TRUST, a statutory trust formed under the laws of Delaware (the “Trust”), Goldman Sachs & Co. LLC, a New York limited liability company (the “Distributor”), and PROTECTIVE LIFE AND ANNUITY INSURANCE COMPANY, an Alabama life insurance company (the “Company”). Capitalized terms not otherwise defined herein shall have the meaning ascribed to them in the Agreement (defined below).
FUND PARTICIPATION AGREEMENTFund Participation Agreement • April 16th, 2021 • PLAIC Variable Annuity Account S • Colorado
THIS FUND PARTICIPATION AGREEMENT (the “Agreement”) is made and entered into as of this 7th day of December, 2020 (the “Effective Date”) by and among Protective Life and Annuity Insurance Company (hereinafter “PLAIC”), an Alabama life insurance company, on its own behalf and on behalf of its separate account(s) listed on Schedule B attached hereto (the “Accounts”);; Great-West Funds, Inc., a Maryland corporation consisting of the separate series described in Schedule A (hereinafter the “Fund”); Great-West Capital Management, LLC, a Colorado limited liability company and registered investment adviser under the Investment Advisers Act of 1940 (hereinafter the “Adviser”), and GWFS Equities, Inc., a Delaware corporation (hereinafter the “Distributor”) (each a “Party” and collectively the “Parties”).
Amendment to Fund Participation and Service Agreement between Protective Life and Annuity Company American Funds Distributors, Inc. American Funds Service Company Capital Research and Management Company And American Funds Insurance SeriesPLAIC Variable Annuity Account S • April 16th, 2021
Protective Life and Annuity Company (“Insurance Company”) for itself and on behalf of one or more separate accounts of the Insurance Company (“Separate Accounts”), American Funds Distributors, Inc.(“AFD”), American Funds Service Company (“Transfer Agent”), Capital Research and Management Company (“CRMC”) and American Funds Insurance Series (the “Series”), have previously entered into a Fund Participation and Service Agreement dated June 18, 2015 (as amended to date, the “Agreement”). The parties now desire to amend the Agreement by this amendment (the “Amendment”).
SECOND AMENDMENT TO THE PARTICIPATION AGREEMENT AMONG PROTECTIVE LIFE AND ANNUITY INSURANCE COMPANY, GOLDMAN SACHS VARIABLE INSURNACE TRUST AND GOLDMAN SACHS & CO. LLCThe Participation Agreement • April 16th, 2021 • PLAIC Variable Annuity Account S
THIS SECOND AMENDMENT TO THE PARTICIPATION AGREEMENT (the “Amendment”) is made as of this 22nd day of August, 2020 by and between GOLDMAN SACHS VARIABLE INSURANCE TRUST, a statutory trust formed under the laws of Delaware (the “Trust”), Goldman Sachs & Co. LLC, a New York limited liability company (the “Distributor”), and PROTECTIVE LIFE AND ANNUITY INSURANCE COMPANY, a Alabama life insurance company (the “Company”). Capitalized terms not otherwise defined herein shall have the meaning ascribed to them in the Agreement (defined below).
Amendment No. 3 to Participation Agreement Among Protective Life and Annuity Insurance Company PIMCO Variable Insurance Trust, and PIMCO Investments LLCPLAIC Variable Annuity Account S • April 16th, 2021
Protective Life and Annuity Insurance Company (the “Company”), on its behalf and on behalf of certain Accounts of the Company, PIMCO Variable Insurance Trust (the “Fund”), and PIMCO Investments LLC (the “Underwriter”), have previously entered into a Participation Agreement dated November 1, 2009, as amended (the “Agreement”). The parties now desire to further amend the Agreement by this amendment (the “Amendment”).
AMENDMENT NO. 1 TO PARTICIPATION AGREEMENTParticipation Agreement • April 16th, 2021 • PLAIC Variable Annuity Account S
THIS AMENDMENT NO. 1 TO PARTICIPATION AGREEMENT (this “Amendment”) is made as of the 30th day of November, 2020, by and among PROTECTIVE LIFE AND ANNUITY INSURANCE COMPANY, a life insurance company organized under the laws of the State of Alabama (the “Company”), acting herein for and on behalf of itself and on behalf of each separate account set forth in Schedule B to the Participation Agreement between the parties (the “Separate Accounts”); ROYCE CAPITAL FUND (the “Fund”); and ROYCE FUND SERVICES, LLC (formerly Royce Fund Services, Inc.) (the “Distributor” and collectively with the Fund, “Royce”).
Amendment No. 1 to Fund Participation and Service Agreement between Protective Life and Annuity Company American Funds Distributors, Inc. American Funds Service Company Capital Research and Management Company And American Funds Insurance SeriesPLAIC Variable Annuity Account S • April 16th, 2021
Protective Life and Annuity Company (“Insurance Company”) for itself and on behalf of one or more separate accounts of the Insurance Company (“Separate Accounts”), American Funds Distributors, Inc.(“AFD”), American Funds Service Company (“Transfer Agent”), Capital Research and Management Company (“CRMC”) and American Funds Insurance Series (the “Series”), have previously entered into a Fund Participation and Service Agreement dated June 18, 2015 (as amended to date, the “Agreement”). The parties now desire to amend the Agreement by this amendment (the “Amendment”).
Amendment No. 2 to Participation Agreement Among Protective Life and Annuity Insurance Company PIMCO Variable Insurance Trust, and PIMCO Investments LLCPLAIC Variable Annuity Account S • April 16th, 2021
Protective Life and Annuity Insurance Company (the “Company”), on its behalf and on behalf of certain Accounts of the Company, PIMCO Variable Insurance Trust (the “Fund”), and PIMCO Investments LLC (the “Underwriter”), have previously entered into a Participation Agreement dated November 1, 2009, as amended (the “Agreement”). The parties now desire to further amend the Agreement by this amendment (the “Amendment”).
AMENDMENT TO PROTECTIVE LIFE AND ANNUITY INSURANCE COMPANY PARTICIPATION AGREEMENTParticipation Agreement • April 16th, 2021 • PLAIC Variable Annuity Account S
Protective Life and Annuity Insurance Company, Investment Distributors, Inc., Franklin Templeton Variable Insurance Product Trust (only on behalf of each Portfolio listed on Schedule C), and Franklin/Templeton Distributors, Inc., hereby amend the Participation Agreement (“Agreement”) dated November 30th, 2020, as amended, by doing the following:
AMENDMENT TO FUND PARTICIPATION AGREEMENTFund Participation Agreement • April 16th, 2021 • PLAIC Variable Annuity Account S
This Amendment (this “Amendment”) dated December 10, 2020 amends the Fund Participation Agreement dated May 1, 2016, (the “Agreement”) made by and among Janus Distributors LLC, Janus Services LLC, and Protective Life and Annuity Insurance Company, on behalf of its separate accounts and associated contracts listed on Schedule A to the Agreement.
PARTICIPATION AGREEMENTParticipation Agreement • April 16th, 2021 • PLAIC Variable Annuity Account S
This Fourth Amendment to Participation Agreement (“Amendment”) is entered into by and among Legg Mason Investor Services, LLC (the “Distributor”), Legg Mason Partners Variable Equity Trust and Legg Mason Partners Variable Income Trust (each a “Fund”, collectively the “Funds”), Legg Mason Partners Fund Advisor, LLC (the “Advisor”) and Protective Life and Annuity Insurance Company (the “Company”), collectively (the “Parties”).
AMENDMENT TO PROTECTIVE LIFE INSURANCE COMPANY PARTICIPATION AGREEMENTParticipation Agreement • April 16th, 2021 • PLAIC Variable Annuity Account S
Protective Life and Annuity Insurance Company, (on behalf of itself and each segregated asset account of the Company set forth in Schedule B, as may be amended from time to time (the “Separate Accounts”)), Investment Distributors, Inc., AllianceBernstein L.P., and AllianceBernstein Investments, Inc., hereby amend the Participation Agreement (“Agreement”) dated December 16th, 2020, as amended, by doing the following:
AMENDMENT TO FUND PARTICIPATION AGREEMENTFund Participation Agreement • April 16th, 2021 • PLAIC Variable Annuity Account S
This Amendment set forth herein is limited precisely as written and shall not be deemed to be an amendment, consent, waiver or modification of any other term or condition of the Agreement. Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
