DISTRIBUTION AND SHAREHOLDER SERVICES AGREEMENTDistribution and Shareholder Services Agreement • April 29th, 2021 • Aul American Unit Trust • New York
This Distribution and Shareholder Services Agreement (the “Agreement” or the “Dealer Agreement”) is effective as of June 8th, 2020 (“Effective Date”) by and between American United Life Insurance Company (“AUL” or “Recordkeeper”) a Indiana Company and OneAmerica Securities, Inc. (“Dealer”), a Indiana Corporation and a securities broker-dealer registered with the U.S. Securities & Exchange Commission (“SEC”), Voya Investments Distributor, LLC, (“VID” or “Distributor”), and each retail, registered investment company executing this Agreement, on behalf of themselves and on behalf of each of its series or classes of shares as defined and described in Exhibit B hereto (each, a “Fund” and collectively, the “Funds”, and each a “Class” as applicable). Together, Distributor and the Funds are referred to as the “Voya Parties”.
OPERATING AND SERVICES AGREEMENTOperating and Services Agreement • April 29th, 2021 • Aul American Unit Trust • Wisconsin
This Agreement is made as of November 20, 2020, by and among American United Life Insurance Company (“AUL”), an Indiana company and OneAmerica Securities, Inc., a registered Broker Dealer (“OAS”) (collectively referred to as “Company”), Baird Funds, Inc. (“Baird Funds”), a Wisconsin corporation, and Robert W. Baird & Co. Incorporated (“Distributor”), a Wisconsin corporation and the distributor for all mutual fund series and classes of shares of the Baird Funds as set forth on Schedule A as may be amended from time to time (each a “Fund”).
FORESIDE FUND SERVICES, LLC MUTUAL FUND SALES AND SERVICE AGREEMENTMutual Fund Sales and Service Agreement • April 29th, 2021 • Aul American Unit Trust • Delaware
Foreside Fund Services, LLC (the “Distributor”) invites you (the “Dealer”) to participate in the distribution of the shares of the registered open-end investment companies or series thereof listed in Appendix A hereto (the “Funds”) for which Distributor serves as principal underwriter, subject to the terms of this Agreement. Distributor will notify Dealer from time to time of the Funds which are eligible for distribution and the terms of compensation under this Agreement (or, if more recently published, the Funds’ current prospectus).
