Distribution and Shareholder Services Agreement Sample Contracts
AMENDMENT TO DISTRIBUTION AND SHAREHOLDER SERVICES AGREEMENT JANUS ASPEN SERIES - SERVICE SHARES (for Insurance Companies)Distribution and Shareholder Services Agreement • January 2nd, 2013 • Ag Separate Account A
Standard Contracts
CERTAIN INFORMATION IN THIS EXHIBIT HAS BEEN REDACTED BECAUSE IT IS BOTH NOT MATERIAL AND WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED. AMENDED AND RESTATED DISTRIBUTION AND SHAREHOLDER SERVICES AGREEMENTDistribution and Shareholder Services Agreement • April 26th, 2022 • Jefferson National Life of New York Annuity Account 1
This Agreement, effective as of May 1, 2012, as revised September 26, 2012, March 27, 2013 and as revised February 25, 2014 is between Jefferson National Life Insurance Company (“Company”) and Northern Lights Variable Trust (the “Trust”), and is intended to supplement the Participation Agreement dated July 1, 2007, as amended, by and between the Company and the Trust.
SECOND AMENDMENT TO DISTRIBUTION AND SHAREHOLDER SERVICES AGREEMENT AMONG NORTHERN LIGHTS VARIABLE TRUST, AND MINNESOTA LIFE INSURANCE COMPANYDistribution and Shareholder Services Agreement • September 16th, 2021 • Variable Annuity Account
This Second Amendment is incorporated in and made a part of the Distribution and Shareholder Services Agreement (the “Agreement”) made as of the 10th of June, 2021, by and among Minnesota Life Insurance Company (hereinafter the “Company”), on its own behalf and on behalf of one or more segregated asset accounts of the Company (hereinafter the “Account”) and Northern Lights Variable Trust (hereinafter the “Trust”). The following terms and conditions amend the terms of the Agreement and, in the case of any conflict between the terms and conditions of the Agreement and the terms and conditions of this Addendum, the language of this Addendum shall control and govern. All capitalized and abbreviated terms defined in the Agreement shall have the same definitions apply in this Addendum.
J A N U SDistribution and Shareholder Services Agreement • April 27th, 2015 • Principal Life Insurance Co Variable Life Sep Account
FORM N1-A, ITEM 23 (m) FORM OF RELATED AGREEMENT OneAmerica Funds, Inc. One American Square, Indianapolis, Indiana 46282 DISTRIBUTION AND SHAREHOLDER SERVICES AGREEMENTDistribution and Shareholder Services Agreement • April 19th, 2012 • Oneamerica Funds Inc • Indiana
OneAmerica Funds, Inc. (the “Fund”) is an open-end management investment company organized as a Maryland corporation and registered with the Securities and Exchange Commission (the “SEC”) under the Investment Company Act of 1940, as amended (the “1940 Act”). On behalf of each of the portfolios of the Fund identified in Schedule A, as amended from time to time (“Portfolios”), the board of directors of the OneAmerica Funds, Inc. (“Directors”) have adopted a Distribution and Service Plan pursuant to Rule 12b-1 under the 1940 Act (the “Plan”) that, among other things, authorizes the Fund to enter into this Agreement with you (the “Authorized Firm”), concerning the provision of activities and services set forth in Section 2 (collectively, “Services”) to your contract owners or other permissible purchasers (“Customers”) who may from time to time be investors, or prospective investors, in the Advisor Class shares (the “Shares”) of a Portfolio. The terms and conditions of this Agreement are as
DISTRIBUTION AND SHAREHOLDER SERVICES AGREEMENTDistribution and Shareholder Services Agreement • April 25th, 2013 • Separate Account I of National Integrity Life Ins Co
This Agreement, effective as of May 1, 2013, is among National Integrity Life Insurance Company, a life insurance company organized under the laws of the State of New York (the “Company”), Touchstone Securities, Inc., a Nebraska corporation and principal underwriter and distributor of variable insurance contracts issued by the Company (“Touchstone”) and Northern Lights Variable Trust, an open-end management investment company organized as a Delaware business trust (the “Trust”), and is intended to supplement the Participation Agreement dated May 1, 2013 by and among the Company, the Trust and related Trust Parties (“Participation Agreement”). Any capitalized terms not otherwise defined herein shall have the same meaning as provided in the Participation Agreement.
ITEM 23(m)(2) FORM OF RELATED AGREEMENT --------------------------------------- ----------------------------------------- OneAmerica Funds, Inc. One American Square, Indianapolis, Indiana 46282 DISTRIBUTION AND SHAREHOLDER SERVICES AGREEMENT Name:...Distribution and Shareholder Services Agreement • January 31st, 2003 • Oneamerica Funds Inc • Indiana
Variable Insurance Funds 3435 Stelzer Road, Columbus, Ohio 43219-8382 FORM OF DISTRIBUTION AND SHAREHOLDER SERVICES AGREEMENTDistribution and Shareholder Services Agreement • April 28th, 2003 • Variable Insurance Funds • Massachusetts
Variable Insurance Funds (the "Trust") is an open-end management investment company organized as a Massachusetts business trust and registered with the Securities and Exchange Commission (the "SEC") under the Investment Company Act of 1940, as amended (the "1940 Act"). On behalf of each of the funds of the Trust identified in Schedule A, as amended from time to time ("Funds"), the board of trustees of the Trust ("Trustees") have adopted a Distribution and Service Plan pursuant to Rule 12b-1 under the 1940 Act (the "Plan") that, among other things, authorizes the Trust to enter into this Agreement with you (the "Authorized Firm"), concerning the provision of activities and services set forth in Section 2 (collectively, "Services") to your contract owners or other permissible purchasers ("Customers") who may from time to time be investors, or prospective investors, in a Fund. The terms and conditions of this Agreement are as follows:
RETAIL) AMENDMENT NO. 2 TO DISTRIBUTION AND SHAREHOLDER SERVICES AGREEMENTDistribution and Shareholder Services Agreement • April 23rd, 2013 • Merrill Lynch Life Variable Annuity Separate Account D
The Distribution and Shareholder Services Agreement dated October 20, 2008 by and between Transamerica Advisors Life Insurance Company (f/k/a Merrill Lynch Life Insurance Company), (the “Company”) and Transamerica Capital, Inc. (“TCI”), is hereby amended as follows:
Exhibit 23 (m)(4) [LOGO OF PROFUNDS] PROFUNDS DISTRIBUTORS, INC. 3435 Stelzer Road Columbus, Ohio 43219-3035 DISTRIBUTION AND SHAREHOLDER SERVICES AGREEMENT FOR NASD REGISTERED MEMBERS Ladies and Gentlemen: ProFunds (the "Trust") is an open-end...Distribution and Shareholder Services Agreement • February 20th, 2004 • Profunds • Massachusetts
DISTRIBUTION AND SHAREHOLDER SERVICES AGREEMENT THIS AGREEMENT is made as of this 26 day of April, 2007, between The Japan Fund, Inc. (the "FUND"), a Maryland corporation and Foreside Fund Services, LLC, a Delaware limited liability company with its...Distribution and Shareholder Services Agreement • January 28th, 2008 • Japan Fund Inc • Delaware
INVESTOR) AMENDMENT NO. 2 TO DISTRIBUTION AND SHAREHOLDER SERVICES AGREEMENTDistribution and Shareholder Services Agreement • April 24th, 2013 • Ml of New York Variable Annuity Separate Account A
The Distribution and Shareholder Services Agreement dated August 1, 2008 by and between Transamerica Advisors Life Insurance Company of New York (f/k/a ML Life Insurance Company of New York), (the “Company”) and Transamerica Capital, Inc. (“TCI”), is hereby amended as follows:
DISTRIBUTION AND SHAREHOLDER SERVICES AGREEMENTDistribution and Shareholder Services Agreement • April 25th, 2013 • Separate Account I of Integrity Life Insurance Co
This Agreement, effective as of May 1, 2013, is among Integrity Life Insurance Company, a life insurance company organized under the laws of the State of Ohio (the “Company”), Touchstone Securities, Inc., a Nebraska corporation and principal underwriter and distributor of variable insurance contracts issued by the Company (“Touchstone”) and Northern Lights Variable Trust, an open-end management investment company organized as a Delaware business trust (the “Trust”), and is intended to supplement the Participation Agreement dated May 1, 2013 by and among the Company, the Trust and related Trust Parties (“Participation Agreement”). Any capitalized terms not otherwise defined herein shall have the same meaning as provided in the Participation Agreement.
DISTRIBUTION AND SHAREHOLDER SERVICES AGREEMENTDistribution and Shareholder Services Agreement • April 29th, 2021 • Aul American Unit Trust • New York
This Distribution and Shareholder Services Agreement (the “Agreement” or the “Dealer Agreement”) is effective as of June 8th, 2020 (“Effective Date”) by and between American United Life Insurance Company (“AUL” or “Recordkeeper”) a Indiana Company and OneAmerica Securities, Inc. (“Dealer”), a Indiana Corporation and a securities broker-dealer registered with the U.S. Securities & Exchange Commission (“SEC”), Voya Investments Distributor, LLC, (“VID” or “Distributor”), and each retail, registered investment company executing this Agreement, on behalf of themselves and on behalf of each of its series or classes of shares as defined and described in Exhibit B hereto (each, a “Fund” and collectively, the “Funds”, and each a “Class” as applicable). Together, Distributor and the Funds are referred to as the “Voya Parties”.
Amendment No. 1 to Distribution and Shareholder Services Agreement (Service Shares of Janus Aspen Series) among Janus Distributors LLC Pacific Life & Annuity CompanyDistribution and Shareholder Services Agreement • April 18th, 2017 • Separate Account a of Pacific Life & Annuity Co
Janus Distributors LLC (“the Distributor”) and Pacific Life & Annuity Company (the “Company”), have previously entered into a Distribution and Shareholder Services Agreement dated March 30, 2007 (the “Agreement”). The parties now desire to amend the Agreement by this amendment (the “Amendment”).
CERTAIN INFORMATION IN THIS EXHIBIT HAS BEEN REDACTED BECAUSE IT IS BOTH NOT MATERIAL AND WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED. DISTRIBUTION AND SHAREHOLDER SERVICES AGREEMENT Service Shares of Janus Aspen Series (for Insurance Companies)Distribution and Shareholder Services Agreement • April 26th, 2022 • Jefferson National Life Annuity Account G • Colorado
This Agreement is made as of October 7, 2005, by and between Janus Distributors LLC (the “Distributor”), a Delaware limited liability company, and Jefferson National Life Insurance Company (the “Company”), a Texas life insurance company.
Amendment No. 2 to Participation Agreement (TST)Distribution and Shareholder Services Agreement • September 10th, 2012 • Merrill Lynch Life Variable Annuity Separate Account A
The Distribution and Shareholder Services Agreement dated October 20, 2008 by and between Transamerica Advisors Life Insurance Company (f/k/a Merrill Lynch Life Insurance Company), (the “Company”) and Transamerica Capital, Inc. (“TCI”), is hereby amended as follows:
OneAmerica Funds, Inc. One American Square, Indianapolis, Indiana 46282 DISTRIBUTION AND SHAREHOLDER SERVICES AGREEMENT Name: American United Life Insurance Company Address: One American Square P.O. Box 368 Indianapolis, In 46282 Ladies and Gentlemen:...Distribution and Shareholder Services Agreement • May 1st, 2008 • Oneamerica Funds Inc • Indiana
OneAmerica Funds, Inc. One American Square, Indianapolis, Indiana 46282 DISTRIBUTION AND SHAREHOLDER SERVICES AGREEMENTDistribution and Shareholder Services Agreement • February 18th, 2010 • Oneamerica Funds Inc • Indiana
OneAmerica Funds, Inc. (the "Fund") is an open-end management investment company organized as a Maryland corporation and registered with the Securities and Exchange Commission (the "SEC") under the Investment Company Act of 1940, as amended (the "1940 Act"). On behalf of each of the portfolios of the Fund identified in Schedule A, as amended from time to time ("Portfolios"), the board of directors of the OneAmerica Funds, Inc. ("Directors") have adopted a Distribution and Service Plan pursuant to Rule 12b-1 under the 1940 Act (the "Plan") that, among other things, authorizes the Fund to enter into this Agreement with you (the "Authorized Firm"), concerning the provision of activities and services set forth in Section 2 (collectively, "Services") to your contract owners or other permissible purchasers ("Customers") who may from time to time be investors, or prospective investors, in the Advisor Class shares
SECOND AMENDMENT TO DISTRIBUTION AND SHAREHOLDER SERVICES AGREEMENT AMONG NORTHERN LIGHTS VARIABLE TRUST, AND MINNESOTA LIFE INSURANCE COMPANYDistribution and Shareholder Services Agreement • September 16th, 2021 • Variable Annuity Account
This Second Amendment is incorporated in and made a part of the Distribution and Shareholder Services Agreement (the “Agreement”) made as of the 10th of June, 2021, by and among Minnesota Life Insurance Company (hereinafter the “Company”), on its own behalf and on behalf of one or more segregated asset accounts of the Company (hereinafter the “Account”) and Northern Lights Variable Trust (hereinafter the “Trust”). The following terms and conditions amend the terms of the Agreement and, in the case of any conflict between the terms and conditions of the Agreement and the terms and conditions of this Addendum, the language of this Addendum shall control and govern. All capitalized and abbreviated terms defined in the Agreement shall have the same definitions apply in this Addendum.
DISTRIBUTION AND SHAREHOLDER SERVICES AGREEMENT Service Shares of Janus Aspen Series (for Insurance Companies)Distribution and Shareholder Services Agreement • April 26th, 2011 • Massachusetts Mutual Variable Life Separate Account I • Colorado
This Agreement is made as of March 14, 2002, by and between Janus Distributors, Inc. (the “Distributor”), a Colorado corporation, and Massachusetts Mutual Life Insurance Company (the “Company”), a Massachusetts corporation.
Letterhead Janus Funds] October 19, 2001 Terry Stumpf Security Life of Denver c/o ING North America Insurance Corp. 1290 Broadway Denver, CO 80203-5699 Re: Distribution and Shareholder Services Agreement - Janus Aspen Series - Service Shares Dear Ms....Distribution and Shareholder Services Agreement • April 9th, 2002 • Security Life Separate Account L1
This letter is to request you enter into a new Distribution and Shareholder Services Agreement ("Agreement") with Janus to permit you to continue to receive 12b- I fees. We believe a new agreement is required in light of the following transaction.
Amendment No. 1 to Distribution and Shareholder Services Agreement (Service Shares of Janus Aspen Series) among Janus Distributors LLC Pacific Life Insurance CompanyDistribution and Shareholder Services Agreement • April 19th, 2017 • Pacific Select Exec Separate Acct Pacific Life Ins
Janus Distributors LLC (“the Distributor”) and Pacific Life Insurance Company (the “Company”), have previously entered into a Distribution and Shareholder Services Agreement dated March 30, 2007 (the “Agreement”). The parties now desire to amend the Agreement by this amendment (the “Amendment”).
AMENDMENT TO DISTRIBUTION AND SHAREHOLDER SERVICES AGREEMENT Service Shares of Janus Aspen Series (for Insurance Companies)Distribution and Shareholder Services Agreement • December 9th, 2011 • Principal National Life Insurance Co Variable Life Separate Account
This Amendment (“Amendment”) is to the Distribution and Shareholder Services Agreement by and among Janus Distributors LLC (the “Distributor”) and Principal Life Insurance Company (the “Company”) and is entered into as of November 1, 2011.
RETAIL) AMENDMENT NO. 2 TO DISTRIBUTION AND SHAREHOLDER SERVICES AGREEMENTDistribution and Shareholder Services Agreement • April 24th, 2013 • Ml of New York Variable Annuity Separate Account D
The Distribution and Shareholder Services Agreement dated August 1, 2008 by and between Transamerica Advisors Life Insurance Company of New York (f/k/a ML Life Insurance Company of New York), (the “Company”) and Transamerica Capital, Inc. (“TCI”), is hereby amended as follows:
CERTAIN INFORMATION IN THIS EXHIBIT HAS BEEN REDACTED BECAUSE IT IS BOTH NOT MATERIAL AND WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED. DISTRIBUTION AND SHAREHOLDER SERVICES AGREEMENTDistribution and Shareholder Services Agreement • April 26th, 2022 • Jefferson National Life Annuity Account G
This Agreement is between Jefferson National Life Insurance Company (“Company”) and First Eagle Funds Distributors, a division of ASB Securities, LLC (“the Distributor”), and is intended to supplement the Participation Agreement dated January 9, 2009 by and between the Company and the Fund.
DISTRIBUTION AND SHAREHOLDER SERVICES AGREEMENTDistribution and Shareholder Services Agreement • January 29th, 2016 • MEMBERS Horizon Variable Separate Account
This Agreement, effective as of September 30, 2015, is between CUNA Brokerage Services, Inc., a life insurance company organized under the laws of the State of Iowa (the “Company”) and Northern Lights Variable Trust, an open-end management investment company organized as a Delaware business trust (the “Trust”), and is intended to supplement the Participation Agreement dated September 30, 2015 by and between the Company and the Trust.
DISTRIBUTION AND SHAREHOLDER SERVICES AGREEMENTDistribution and Shareholder Services Agreement • April 26th, 2022 • Jefferson National Life Annuity Account G
This Agreement, effective as of , 2014, is among Jefferson National Life Insurance Company, a life insurance company organized under the laws of the State of Texas (“JNL”) and Jefferson National Life Insurance Company of New York, a life insurance company organized under the laws of the State of New York (“JNL NY”) (JNL and JNL NY are referred to individually or together, as the context requires, as the “Company”) and Two Roads Shared Trust, an open-end management investment company organized as a Delaware statutory trust (the “Trust”), and is intended to supplement the Participation Agreement dated , 2014 by and between the Company and the Trust.
DISTRIBUTION AND SHAREHOLDER SERVICES AGREEMENT Service Shares of Janus Aspen Series (for Insurance Companies)Distribution and Shareholder Services Agreement • June 29th, 2020 • Thrivent Variable Annuity Account I • Colorado
This Distribution and Shareholder Services Agreement (this “Agreement”) is made as of June 5, 2020 by and between Janus Distributors LLC (the “Distributor”), a Delaware limited liability company, and Thrivent Financial for Lutherans (the “Company”), a Wisconsin life insurance company.
DISTRIBUTION AND SHAREHOLDER SERVICES AGREEMENT Service Shares of Janus Aspen Series (for Insurance Companies)Distribution and Shareholder Services Agreement • August 24th, 2021 • Massachusetts Mutual Variable Annuity Separate Account 4 • Colorado
This Distribution and Shareholder Services Agreement (this “Agreement”) is made as of July 12, 2021 by and between Janus Distributors LLC (the “Distributor”), a Delaware limited liability company, Massachusetts Mutual Life Insurance Company, a life insurance company organized under the laws of the Commonwealth of Massachusetts (the “Company”), and MML Strategic Distributors (“MSD”), a Delaware limited liability company.
