0001104659-21-078396 Sample Contracts

Broker-Dealer Agreement

Broker-Dealer Agreement • June 9th, 2021 • Seismic Capital Co • Blank checks

• Contract Type
  Broker-Dealer Agreement
• Filed
  June 9th, 2021
• Company
  Seismic Capital Co
• Industry
  Blank checks

This agreement (together with exhibits and schedules, the “Agreement”) is entered into by and between Seismic Capital Co (“Client”), a Delaware Corporation, and Dalmore Group, LLC., a New York Limited Liability Company (“Dalmore”). Client and Dalmore agree to be bound by the terms of this Agreement, effective as of April 29, 2021 (the “Effective Date”):

ESCROW AGREEMENT

Escrow Agreement • June 9th, 2021 • Seismic Capital Co • Blank checks • Utah

• Contract Type
  Escrow Agreement
• Filed
  June 9th, 2021
• Company
  Seismic Capital Co
• Industry
  Blank checks
• Jurisdiction
  Utah

ESCROW AGREEMENT, dated as of June 1st, 2021, (the “Agreement”) by and among Seismic Capital Company, a Delaware corporation (the “Company”), Dalmore Group, LLC, a New York Limited Liability Company (“Dalmore”) and LendingClub Bank, National Association, a National Savings banking corporation, as escrow agent (the “Escrow Agent”).