Broker-Dealer AgreementBroker-Dealer Agreement • June 9th, 2021 • Seismic Capital Co • Blank checks
This agreement (together with exhibits and schedules, the “Agreement”) is entered into by and between Seismic Capital Co (“Client”), a Delaware Corporation, and Dalmore Group, LLC., a New York Limited Liability Company (“Dalmore”). Client and Dalmore agree to be bound by the terms of this Agreement, effective as of April 29, 2021 (the “Effective Date”):
SUBSCRIPTION AGREEMENTSubscription Agreement • November 27th, 2020 • Seismic Capital Co • Blank checks • Delaware
THIS INVESTMENT INVOLVES A HIGH DEGREE OF RISK. THIS INVESTMENT IS SUITABLE ONLY FOR PERSONS WHO CAN BEAR THE ECONOMIC RISK FOR AN INDEFINITE PERIOD OF TIME AND WHO CAN AFFORD TO LOSE THEIR ENTIRE INVESTMENT. FURTHERMORE, INVESTORS MUST UNDERSTAND THAT SUCH INVESTMENT IS ILLIQUID AND IS EXPECTED TO CONTINUE TO BE ILLIQUID FOR AN INDEFINITE PERIOD OF TIME. NO PUBLIC MARKET EXISTS FOR THE SECURITIES, AND NO PUBLIC MARKET IS EXPECTED TO DEVELOP FOLLOWING THIS OFFERING.
SUBSCRIPTION AGREEMENTSubscription Agreement • December 31st, 2020 • Seismic Capital Co • Blank checks • Delaware
THIS INVESTMENT INVOLVES A HIGH DEGREE OF RISK. THIS INVESTMENT IS SUITABLE ONLY FOR PERSONS WHO CAN BEAR THE ECONOMIC RISK FOR AN INDEFINITE PERIOD OF TIME AND WHO CAN AFFORD TO LOSE THEIR ENTIRE INVESTMENT. FURTHERMORE, INVESTORS MUST UNDERSTAND THAT SUCH INVESTMENT IS ILLIQUID AND IS EXPECTED TO CONTINUE TO BE ILLIQUID FOR AN INDEFINITE PERIOD OF TIME. NO PUBLIC MARKET EXISTS FOR THE SECURITIES, AND NO PUBLIC MARKET IS EXPECTED TO DEVELOP FOLLOWING THIS OFFERING.
FOUNDERS EMPLOYMENT AGREEMENTFounders Employment Agreement • November 27th, 2020 • Seismic Capital Co • Blank checks • California
This Founders Employment Agreement (this “Agreement”) is effective as of the 1st day of July, 2020 (the “Effective Date”) by and between Seismic Capital Company (“SCC” or the “Company”), a corporation organized under the laws of the State of Delaware with its principal executive offices at 11271 Ventura Boulevard, Suite 479, Los Angeles, CA 91604 and Steven P. Weinstein, an individual with an address of 11534 Amanda Drive, Studio City, CA 91604 (“Executive”).
AMENDED AND RESTATED EXCLUSIVE PLACEMENT AGENCY AGREEMENTExclusive Placement Agency Agreement • February 9th, 2021 • Seismic Capital Co • Blank checks • New York
This Amended and Restated Placement Agency Agreement (this “Agreement”) is made as January 26, 2021 between Seismic Capital Company, a Delaware corporation (the “Company”), and C2M Securities, LLC, a Virginia limited liability company (the “Placement Agent”).
ESCROW AGREEMENTEscrow Agreement • March 17th, 2021 • Seismic Capital Co • Blank checks • Virginia
This Escrow Agreement (the “Agreement”) is made and entered into as of September 11, 2020 by and among Atlantic Capital Bank, National Association, a national banking association (the “Escrow Agent”), Seismic Capital Company, a Delaware corporation (the “Issuer”), and Capital2Market LLC, a Virginia limited liability company (the “Technology Platform”).
C2M Securities, LLCExclusive Placement Agency Agreement • March 17th, 2021 • Seismic Capital Co • Blank checks
This is to confirm that in order to comply with the compensation rules of Rule 5110 of the Financial Regulatory Authority (“FINRA”), Section 11(b) of the Placement Agency Agreement is amended in its entirety to read as follows:
ESCROW AGREEMENTEscrow Agreement • June 9th, 2021 • Seismic Capital Co • Blank checks • Utah
ESCROW AGREEMENT, dated as of June 1st, 2021, (the “Agreement”) by and among Seismic Capital Company, a Delaware corporation (the “Company”), Dalmore Group, LLC, a New York Limited Liability Company (“Dalmore”) and LendingClub Bank, National Association, a National Savings banking corporation, as escrow agent (the “Escrow Agent”).
