ORDINARY SHARE PURCHASE WARRANT RECON TECHNOLOGY, LTD.Recon Technology, LTD • June 16th, 2021 • Oil & gas field services, nec
THIS ORDINARY SHARE PURCHASE WARRANT (the “Warrant”) certifies that, for value received, [_______]. or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the Issuance Date (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on December 16, 2026 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Recon Technology, Ltd, a company incorporated under the laws of the Cayman Islands (the “Company”), up to [ ] shares (as subject to adjustment hereunder, the “Warrant Shares”) of Class A ordinary shares of the Company, par value US$0.0925 per share (“Ordinary Shares”). The purchase price of one Warrant Share shall be equal to the Exercise Price, as defined in Section 2(b).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • June 16th, 2021 • Recon Technology, LTD • Oil & gas field services, nec • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of June 14, 2021, between Recon Technology, Ltd., a company incorporated under the laws of the Cayman Islands (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
Mr. Shenping Yin Chief Executive OfficerRecon Technology, LTD • June 16th, 2021 • Oil & gas field services, nec • New York
This letter (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and Recon Technology, Ltd., a company incorporated under the laws of the Cayman Islands (the “Company”), pursuant to which the Placement Agent shall serve as the placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placement (the “Placement”) of Class A ordinary shares of the Company, par value US$0.0925 per share (“Shares”), warrants (“Ordinary Shares Warrants”) to purchase Shares of the Company, and pre-funded warrants (the “Pre-Funded Warrants”, collectively with the Ordinary Shares Warrants, the “Warrants”) to purchase Shares of the Company (the Shares underlying the Pre-Funded Warrants and the Ordinary Shares Warrants, the “Warrant Shares”). The Shares, Warrants, and the Warrant Shares are collectively referred to as the “Securities”. The terms of the Placement and the Securities shall be mutually agreed upon by the Co
