INDENTURE Dated as of [_________], 2021 between HENNESSY ADVISORS, INC. and U.S. BANK NATIONAL ASSOCIATION, as TrusteeIndenture • October 12th, 2021 • Hennessy Advisors Inc • Investment advice
THIS INDENTURE, dated as of [_________], 2021, between Hennessy Advisors, Inc., a California corporation (the “Company”), and U.S. Bank National Association, a national banking association, as trustee (the “Trustee”).
HENNESSY ADVISORS, INC. $[●] [●]% Notes Due 2026 UNDERWRITING AGREEMENTUnderwriting Agreement • October 12th, 2021 • Hennessy Advisors Inc • Investment advice • New York
FIRST SUPPLEMENTAL INDENTURE between HENNESSY ADVISORS, INC. and Trustee Dated as of October [●], 2021 FIRST SUPPLEMENTAL INDENTUREFirst Supplemental Indenture • October 12th, 2021 • Hennessy Advisors Inc • Investment advice • New York
THIS FIRST SUPPLEMENTAL INDENTURE (this “First Supplemental Indenture”), dated as of October [●], 2021 is between Hennessy Advisors, Inc., a California corporation (the “Company”), and U.S. Bank National Association, a national banking association, as trustee (the “Trustee”). All capitalized terms used herein shall have the meaning set forth in the Base Indenture (as defined below).
