WHITEHORSE FINANCE, INC. (a Delaware corporation) $75,000,000 4.00% Notes due 2026 UNDERWRITING AGREEMENTUnderwriting Agreement • November 24th, 2021 • WhiteHorse Finance, Inc. • New York
WhiteHorse Finance, Inc., a Delaware corporation (the “Company”), H.I.G. WhiteHorse Advisers, LLC, a Delaware limited liability company (“WhiteHorse Advisers” or the “Adviser”), and H.I.G. WhiteHorse Administration, LLC, a Delaware limited liability company (the “Administrator” and, together with the Company and the Adviser, the “WhiteHorse Entities”), confirm their respective agreements with Raymond James & Associates, Inc. (“Raymond James”) and each of the other Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Raymond James is acting as representative (in such capacity, the “Representative”), with respect to the sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of $75,000,000 aggregate principal amount of 4.00% Notes due 2026 (the “Securities”).
SECOND SUPPLEMENTAL INDENTURE between WHITEHORSE FINANCE, INC. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, Trustee Dated as of November 24, 2021Second Supplemental Indenture • November 24th, 2021 • WhiteHorse Finance, Inc.
THIS SECOND SUPPLEMENTAL INDENTURE (this “Second Supplemental Indenture”), dated as of November 24, 2021, is between WhiteHorse Finance, Inc., a Delaware corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, trustee (the “Trustee”). All capitalized terms used but not otherwise defined herein shall have the meaning set forth in the Base Indenture (as defined below).
