0001104659-21-148690 Sample Contracts

SURO CAPITAL CORPORATION $70,000,000 6.00% Notes due 2026 UNDERWRITING AGREEMENT December 9, 2021
Underwriting Agreement • December 10th, 2021 • Suro Capital Corp. • New York

SuRo Capital Corporation, a Maryland corporation (the “Company”), confirms its agreement with each of the Underwriters listed on Schedule I hereto (collectively, the “Underwriters”), for whom Ladenburg Thalmann & Co. Inc. is acting as representative (in such capacity, the “Representative”), with respect to (i) the sale by the Company of $70,000,000 aggregate principal amount (the “Initial Securities”) of the Company’s 6.00% notes due 2026 (the “Notes”) and the purchase by the Underwriters, acting severally and not jointly, of the respective aggregate principal amount of Initial Securities set forth opposite their respective names in Schedule I hereto and (ii) the grant by the Company to the Underwriters, acting severally and not jointly, of the option described in Section 1(b) hereof to purchase all or any part of an additional $10,500,000 aggregate principal amount of the Notes (the “Option Securities”) solely to cover over-allotments, if any, in the sale of the Initial Securities. Th

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