39th Floor New York, NY 10019 P 212.373.1000 F 212.373.1050Dynasty Financial Partners Inc. • January 19th, 2022 • Investment advice • New York
The purpose of this letter (this “Agreement”) is to set forth our mutual understanding to have you join Dynasty Financial Partners, LLC (“Dynasty”) in an executive position.
Employment AgreementEmployment Agreement • January 19th, 2022 • Dynasty Financial Partners Inc. • Investment advice • New York
This EMPLOYMENT AGREEMENT (this “Agreement”) is made as of and entered into as of this 12th day of February, 2014 by and between Edward Swenson (“Swenson”) and Dynasty Financial Partners, LLC (the “Company”).
CREDIT AGREEMENT among DYNASTY CAPITAL STRATEGIES LLC and EACH SERIES LIMITED LIABILITY COMPANY THEREOF LISTED ON SCHEDULE 1 HERETO as Borrower, DYNASTY FINANCIAL PARTNERS, LLC as Parent and UMB BANK, n.a. as Lender Dated as of November 17, 2020Credit Agreement • January 19th, 2022 • Dynasty Financial Partners Inc. • Investment advice • Missouri
This CREDIT AGREEMENT (“Agreement”) is entered into as of November 17, 2020, among DYNASTY CAPITAL STRATEGIES LLC, a Delaware limited liability company (“DCS”) on behalf of itself and each of its series party from time to time party hereto and identified on Schedule 1 hereto (each, a “Series”; DCS acting on behalf of each applicable Series identified on Schedule 1 is hereinafter referred to as a “Borrower” and collectively, the “Borrowers”), DYNASTY FINANCIAL PARTNERS, LLC, a Delaware limited liability company (the “Parent” or “Dynasty”), and UMB BANK, n.a. (the “Lender”).
Employment AgreementEmployment Agreement • January 19th, 2022 • Dynasty Financial Partners Inc. • Investment advice • New York
This EMPLOYMENT AGREEMENT (this “Agreement”) is made as of and entered into as of this 12th day of February, 2014 by and between Shirl Penney (“Penney”) and Dynasty Financial Partners, LLC (the “Company”).
